A tailored course, built for your situation
M&A escalations routed to your desk first under DORA
Become the default recipient for sensitive cross-border financial integrations requiring DORA compliance
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Being reactive on compliance during M&A integration means work arrives fragmented and deprioritized
The situation this course is for
Integration timelines collapse when compliance is brought in late. Teams rebuild documentation, lose audit continuity, and face regulator pushback on control gaps. Work gets reassigned, visibility drops, and high-impact ownership slips to others.
Who this is for
Senior compliance and resilience practitioners in global financial institutions managing cross-border M&A with EU entities under DORA scope
Who this is not for
Entry-level analysts, standalone audit staff, or professionals outside financial services with no exposure to M&A integration or EU regulatory frameworks
What you walk away with
- Named recipient for M&A integration escalations with DORA implications
- Direct handoff of regulator-facing review packets from legal and integration leads
- Control ownership maps accepted without revision in first review cycle
- Incident escalation matrices adopted as standard by peer teams
- Invitation to early-stage integration scoping calls with deal leads
The 12 modules (with all 144 chapters)
Module 1. DORA integration triggers in cross-border M&A
Identify the exact conditions that activate DORA obligations in acquisition playbooks and integration checklists.
12 chapters in this module
- Initial trigger checklist
- Regulatory scope boundary drawing
- Third party risk thresholds
- Incident classification tiers
- Integration phase mapping
- Control overlap detection
- Audit trail requirements
- Documentation handover points
- Legal hold procedures
- Jurisdictional conflict resolution
- Escalation routing rules
- Internal sign-off paths
Module 2. Incident escalation design
Build the decision logic and routing framework for DORA-relevant incidents during integration.
12 chapters in this module
- Event severity matrix
- Notification timelines
- Regulator comms windows
- Internal reporting cadence
- Cross-border data flow rules
- Third party reporting duties
- Incident logging standards
- Drift detection thresholds
- Control failure signals
- Remediation handoff
- Audit readiness triggers
- Lessons learned capture
Module 3. Control ownership mapping
Assign unambiguous ownership for ongoing DORA controls inherited through acquisition.
12 chapters in this module
- Control inventorying
- Role alignment matrix
- Accountability framework
- Escalation paths
- Review frequency rules
- Documentation standards
- Testing obligations
- Evidence collection
- Gap assessment protocol
- Transition checklists
- Handover certification
- Ownership dispute resolution
Module 4. Third-party oversight integration
Incorporate vendor risk assessments into the M&A transition blueprint.
12 chapters in this module
- Vendor inventory transfer
- Criticality classification
- Due diligence carryover
- Oversight continuity
- Contract clause migration
- Subprocessor mapping
- Audit right preservation
- Performance monitoring
- Exit planning
- Renewal alignment
- Incident response alignment
- Compliance evidence aggregation
Module 5. Audit trail construction
Design integrated logs that satisfy DORA requirements across legacy and target systems.
12 chapters in this module
- Log scope definition
- Retention period alignment
- Access control rules
- Tamper resistance design
- Cross-system correlation
- Query interface standards
- Preservation triggers
- Chain of custody
- Review frequency
- Anomaly detection
- Export format compliance
- Inspector access provisioning
Module 6. Legal hold procedures
Implement retention holds that span both institutions without disrupting operations.
12 chapters in this module
- Trigger event list
- Custodian identification
- Preservation notice
- System tagging
- Exception handling
- Review workflow
- Release criteria
- Version control
- Audit trail linkage
- Cross-border data rules
- Legal team access
- Completeness verification
Module 7. Integration phase control deployment
Deploy controls at each stage of integration without duplication or gaps.
12 chapters in this module
- Pre-acquisition baseline
- Due diligence integration
- Day one controls
- System consolidation
- Process harmonization
- Control rationalization
- Legacy system treatment
- Roll-forward planning
- Exception logging
- Performance metrics
- Review integration
- Finalization criteria
Module 8. Regulator-facing document assembly
Structure submissions that meet DORA expectations during integration periods.
12 chapters in this module
- Document taxonomy
- Control mapping method
- Gap disclosure rules
- Mitigation tracking
- Timeline alignment
- Executive summary design
- Appendix structure
- Review cycle timing
- Version control
- Comment response
- Internal coordination
- Final submission checklist
Module 9. Cross-functional integration planning
Align compliance with IT, legal, risk, and business teams from acquisition announcement.
12 chapters in this module
- Stakeholder map
- Integration team roles
- Communication rhythm
- Decision rights matrix
- Conflict resolution
- Escalation paths
- Joint timelines
- Milestone alignment
- Dependency tracking
- Tool integration
- Meeting cadence
- Status reporting
Module 10. Control testing protocols
Design tests that validate DORA controls in merged environments.
12 chapters in this module
- Test scope selection
- Sampling methodology
- Execution timing
- Evidence standards
- Deficiency classification
- Remediation tracking
- Third party validation
- Peer review
- Reporting format
- Regulator readiness
- Audit prep alignment
- Lessons integration
Module 11. Lessons learned integration
Incorporate prior integration findings into new playbooks.
12 chapters in this module
- Historical incident review
- Control gap analysis
- Process failure modes
- Communication breakdowns
- Timeline delays
- Resource shortfalls
- Regulator feedback
- Audit findings
- Corrective actions
- Playbook updates
- Training integration
- Monitoring rules
Module 12. Sustained compliance operation
Transition from integration mode to ongoing compliance ownership.
12 chapters in this module
- Ownership handover
- Process documentation
- Training delivery
- Monitoring setup
- Reporting integration
- Audit scheduling
- Continuous improvement
- Lessons capture
- Tool consolidation
- Policy alignment
- Governance integration
- Performance metrics
How this maps to your situation
- Pre-acquisition planning
- Due diligence execution
- Day one integration
- Ongoing compliance operation
Before vs. after
Before
M&A compliance work arrives late, fragmented, and deprioritized, requiring constant clarification and rework.
After
You're the named recipient of integration escalations with DORA implications, and your control packages move through review without revision.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3 hours per module, designed for real-world application with integration timelines in mind.
If nothing changes
Continuing without this focus means missed opportunities to lead high-visibility integrations, continued reactive positioning, and increased likelihood of control gaps during transition periods.
How this compares to the alternatives
Generic compliance courses teach abstract frameworks. This course delivers the exact artefacts and decision logic used in live DORA-governed integrations at top global banks, no simulations, no hypotheticals.
Frequently asked
Is this relevant if I don't work on M&A directly?
Yes, if you own compliance or resilience in a financial institution with cross-border operations, M&A escalations will increasingly route through you under DORA.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Are the templates based on real deals?
Yes, every template comes from actual integration packages used in EU-US financial institution mergers under DORA oversight.
$199 one-time. Approximately 3 hours per module, designed for real-world application with integration timelines in mind..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours