A tailored course, built for your situation
Mastering Basel III for Senior Risk Officers in Global Financial Institutions
A structured path to owning capital adequacy decisions with precision and authority
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Who this is for
Senior risk and compliance professionals in global financial institutions with direct exposure to Basel III capital planning, regulatory reporting, and internal stress testing frameworks.
Who this is not for
Junior analysts, auditors without direct capital adequacy responsibility, or practitioners outside financial services regulation.
What you walk away with
- Lead capital adequacy discussions with confidence using structured Basel III frameworks
- Anticipate and influence internal stress test design before implementation
- Produce regulator-ready summaries that reduce review cycles
- Shape TLAC and leverage ratio calculations with authority
- Position yourself as the go-to internal expert on Pillar 1 and Pillar 2 capital assessments
The 12 modules (with all 144 chapters)
Module 1. Basel III Framework Foundations
Understand the structure, evolution, and current application of Basel III across G-SIBs with emphasis on capital ratios, risk-weighted assets, and regulatory expectations.
12 chapters in this module
- Origins of Basel III post-the current cycle
- Three pillars overview
- Pillar 1 minimum capital
- Pillar 2 supervisory review
- Pillar 3 market discipline
- Role of BCBS and national regulators
- Interaction with local regimes
- Timeline of reforms
- CVA risk changes
- Net stable funding ratio
- Liquidity coverage ratio
- Countercyclical buffers
Module 2. Capital Adequacy Under Basel III
Dive into CET1, AT1, and T1 capital definitions, inclusion criteria, and how deductions affect reported ratios.
12 chapters in this module
- Common Equity Tier 1 components
- Additional Tier 1 instruments
- Tier 2 capital treatment
- Capital deductions overview
- Goodwill and intangibles
- DTA netting rules
- Deferred tax asset limits
- MSR and its impact
- TLAC vs. regulatory capital
- PONV calibration
- Capital floor under Basel 3.1
- Standardized approach credit risk
Module 3. Risk-Weighted Assets Calculation
Break down credit, market, and operational risk weightings using standardized and internal approaches.
12 chapters in this module
- Standardized credit risk weights
- Foundation IRB inputs
- Advanced IRB permissions
- Market risk FRTB basics
- Sensitivities-based method
- Default risk charge
- Operational risk SMA
- Business indicator calculation
- Loss component aggregation
- Jurisdictional variations
- Internal model validation
- Backtesting requirements
Module 4. Leverage Ratio Mechanics
Analyze the non-risk-based leverage ratio, its calculation, and role in constraining excessive exposure.
12 chapters in this module
- Exposure measure components
- On-balance sheet items
- Derivatives add-ons
- Securities financing transactions
- Off-balance sheet conversions
- Central counterparty exposures
- Custody asset treatment
- Unilateral CVA adjustments
- Daily average reporting
- Disclosures under Pillar 3
- US vs. EU differences
- Impact on trading desks
Module 5. Liquidity Standards and Reporting
Master LCR and NSFR calculations, acceptable HQLA, and behavioral assumptions in stress scenarios.
12 chapters in this module
- High-quality liquid assets
- Run-off rate definitions
- Wholesale funding assumptions
- Retail deposit stability
- Cash flow mapping
- Maturity laddering
- Stress scenario design
- Survival period requirements
- NSFR inflow-outflow ratios
- Asset encumbrance tracking
- Cross-border liquidity
- Reporting frequency
Module 6. Internal Capital Adequacy Process
Structure ICAAP workflows, scenario design, governance touchpoints, and executive reporting.
12 chapters in this module
- Board-level capital policy
- Scenario design principles
- Reverse stress testing
- Capital planning calendar
- Divisional capital allocation
- ICAAP narrative drafting
- Model validation process
- Internal audit role
- Regulator submission prep
- Findings follow-up
- Living wills interaction
- Resolution strategy links
Module 7. Stress Testing Frameworks
Design and interpret firm-wide stress tests that align with supervisory expectations and internal risk appetite.
12 chapters in this module
- Top-down vs bottom-up
- Macro risk drivers
- Credit loss modeling
- Market shock assumptions
- Counterparty default chains
- Liquidity run scenarios
- Behavioral feedback loops
- Model governance
- Governance escalation
- Peer benchmarking
- Loss-absorption triggers
- Capital action triggers
Module 8. Regulatory Engagement Strategy
Position responses to regulatory queries with clarity, consistency, and strategic foresight.
12 chapters in this module
- Regulator inquiry patterns
- Pre-submission alignment
- Controlled narrative framing
- Escalation thresholds
- Cross-functional coordination
- Document retention rules
- Interview preparation
- Oral hearing prep
- Remediation tracking
- Follow-up timelines
- Expectation logging
- Lessons learned archives
Module 9. Basel III and Organizational Design
Align capital governance with operating model, roles, and accountability matrices.
12 chapters in this module
- Three lines of defense
- Risk function independence
- CRO reporting lines
- Capital committee structure
- Divisional risk champions
- Model risk management
- Data governance teams
- Finance-risk alignment
- Legal entity implications
- Cross-border coordination
- Time zone challenges
- Language and localization
Module 10. Technology and Data Enablers
Map core systems, data pipelines, and reporting tools used in Basel III compliance.
12 chapters in this module
- Data aggregation platforms
- Risk data warehouses
- Golden source maintenance
- ETL validation
- Reporting dashboards
- API integration
- Audit trail design
- Version control
- User access controls
- Reconciliation cycles
- Exception monitoring
- Automated alerting
Module 11. Emerging Trends in Capital Regulation
Track Basel 3.1 finalization, green capital adjustments, climate stress testing, and digital asset risks.
12 chapters in this module
- Climate risk capital add-ons
- Green supporting factor
- Digital ledger assets
- Crypto exposure rules
- Operational resilience links
- Cyber risk capital
- ESG integration
- Transition risk modeling
- Physical risk scenarios
- Disclosure alignment
- ISSB and TCFD
- Regulatory sandboxes
Module 12. Own the Narrative: From Compliance to Leadership
Transform technical mastery into influence by positioning capital views proactively across leadership forums.
12 chapters in this module
- Executive summary writing
- Visualization best practices
- Presentation to non-experts
- Capital allocation debates
- Strategic trade-offs
- M&A capital impact
- Divestiture planning
- Investor Q&A prep
- Media message alignment
- Thought leadership
- Industry panel speaking
- Internal training design
How this maps to your situation
- Capital adequacy review cycles
- Internal stress test preparation
- Regulatory submission planning
- Leadership-level risk positioning
Before vs. after
Before
Reactive participation in capital planning, dependent on guidance from senior teams.
After
Proactive ownership of capital narratives, influencing outcomes before they reach executive review.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 2.5 hours per module, designed for completion over 6, 8 weeks with consistent pacing.
If nothing changes
Remaining in execution mode limits visibility into strategic capital decisions and delays recognition as a leadership-caliber risk operator.
How this compares to the alternatives
Unlike generic compliance trainings, this course delivers granular, actionable structure on Basel III capital planning used by top-tier global banks, focused not on awareness, but on execution and influence.
Frequently asked
Is this course technical or strategic?
It bridges both, grounded in technical Basel III mechanics but designed to elevate your strategic positioning within capital decisions.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will this help with internal promotions?
Yes, by equipping you to lead high-impact capital discussions, it strengthens your profile for senior risk leadership tracks.
$199 one-time. Approximately 2.5 hours per module, designed for completion over 6, 8 weeks with consistent pacing..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours