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GEN9384 Mastering NAIC MAR for Senior Insurance Risk Managers

$199.00
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A tailored course, built for your situation

Mastering NAIC MAR for Senior Insurance Risk Managers

Earn regulator confidence with NAIC MAR

$199 one-time
24-hour access provisioning 30-day money-back guarantee Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Gain regulator trust with NAIC MAR deliverables

The situation this course is for

Senior insurance risk managers need reliable, regulator‑ready artefacts to support senior sponsors and peer teams without friction.

Who this is for

Senior Manager, AIG Advisor Group , Insurance Risk & Compliance

Who this is not for

Entry‑level analysts or professionals outside the insurance regulatory domain

What you walk away with

  • Produce regulator‑ready NAIC MAR audit packages
  • Draft board‑prep papers that align with NAIC MAR requirements
  • Lead peer‑team escalations with confidence and senior sponsor approval
  • Create actionable risk dashboards for senior sponsors
  • Streamline compliance reviews using a trusted NAIC MAR playbook

The 12 modules (with all 144 chapters)

Module 1. Foundations of NAIC MAR
Establish a solid grounding in the NAIC MAR framework, its purpose, scope, and how it integrates with existing insurance risk processes. This module equips you to recognize key terminology, stakeholder roles, and governance structures essential for successful compliance.
12 chapters in this module
  1. Understanding the Purpose and History of NAIC MAR
  2. Key Definitions and Terminology in NAIC MAR Framework
  3. Regulatory Context for Insurance Companies Under NAIC MAR
  4. Stakeholder Roles and Responsibilities in NAIC MAR Implementation
  5. Mapping NAIC MAR Requirements to Existing Risk Processes
  6. Identifying Critical Control Areas Within NAIC MAR Scope
  7. Establishing Governance Structures for NAIC MAR Compliance
  8. Documenting Policies Aligned with NAIC MAR Standards
  9. Integrating NAIC MAR with Enterprise Risk Management Practices
  10. Assessing Readiness Through Preliminary NAIC MAR Self‑Assessment
  11. Prioritizing Implementation Tasks Based on Impact Analysis
  12. Communicating NAIC MAR Objectives to Senior Sponsors
Module 2. Designing Effective NAIC MAR Controls
Learn to design, document, and test controls that satisfy NAIC MAR expectations. The module walks you through control selection, risk‑based prioritisation, and how to embed controls into day‑to‑day insurance operations.
12 chapters in this module
  1. Selecting Controls That Align with NAIC MAR Risk Appetite
  2. Documenting Control Objectives and Detailed Implementation Steps
  3. Mapping Controls to Specific NAIC MAR Requirement Clauses
  4. Establishing Control Ownership and Accountability Across Teams
  5. Designing Test Procedures for Control Effectiveness Evaluation
  6. Integrating Control Evidence Collection Into Existing Workflows
  7. Developing Control Monitoring Metrics for Ongoing Assurance
  8. Ensuring Controls Address Both Financial and Operational Risks
  9. Creating Control Documentation Packages for Regulator Review
  10. Reviewing Control Design With Senior Sponsors for Alignment
  11. Embedding Controls Into Business Process Automation Platforms
  12. Maintaining a Living Register of NAIC MAR Controls
Module 3. Implementing Risk Assessment Procedures
Master the processes for conducting risk assessments that satisfy NAIC MAR standards, from asset‑level evaluation to enterprise‑wide risk profiling, ensuring that senior stakeholders receive actionable insights.
12 chapters in this module
  1. Defining Risk Assessment Scope Consistent With NAIC MAR Guidance
  2. Identifying Core Insurance Risk Categories for Comprehensive Review
  3. Gathering Quantitative Data Sources for Accurate Risk Quantification
  4. Applying Scenario Analysis Techniques Within NAIC MAR Framework
  5. Documenting Risk Rating Methodologies Aligned With Industry Best Practices
  6. Developing Risk Heat Maps That Visualise NAIC MAR Exposure Levels
  7. Integrating Risk Assessment Findings Into Governance Reporting Structures
  8. Validating Assessment Results With Independent Subject Matter Experts
  9. Preparing Risk Assessment Summaries Tailored for Senior Sponsor Review
  10. Linking Risk Findings to Control Gaps Identified in Prior Modules
  11. Establishing a Continuous Risk Assessment Cycle for Ongoing Compliance
  12. Communicating Risk Assessment Outcomes to Peer Teams Effectively
Module 4. Developing Audit Evidence and Documentation
Acquire the skills to collect, organise, and present audit evidence that meets NAIC MAR expectations, enabling smooth regulator‑facing reviews and confident handoffs to senior sponsors.
12 chapters in this module
  1. Identifying Required Evidence Types for Each NAIC MAR Control
  2. Designing Evidence Collection Templates That Capture Sufficient Detail
  3. Standardising Documentation Formats for Consistent Regulator Review
  4. Leveraging Secure Repositories to Store Sensitive Audit Artifacts
  5. Ensuring Evidence Traceability From Source Systems To Final Reports
  6. Creating Executive Summaries That Highlight Key Audit Findings
  7. Cross‑Referencing Evidence With Control Objectives for Full Coverage
  8. Preparing Evidence Packaged for Regulator‑Facing Review Sessions
  9. Conducting Internal Peer Reviews of Evidence Packages Before Submission
  10. Implementing Version Control Practices To Preserve Document Integrity
  11. Aligning Evidence Presentation With Senior Sponsor Expectations
  12. Developing a Repository Index for Rapid Retrieval of Audit Artefacts
Module 5. Preparing Regulator‑Facing Review Packages
Build regulator‑ready review packages that showcase compliance with NAIC MAR, reducing review cycles and positioning you as the trusted point of contact for senior sponsors and regulators.
12 chapters in this module
  1. Structuring Review Packages According to NAIC MAR Submission Guidelines
  2. Compiling Control Evidence, Risk Assessments, and Executive Summaries Together
  3. Designing Cover Letters That Frame Compliance Narrative for Regulators
  4. Including Detailed Control Testing Results With Clear Pass/Fail Indicators
  5. Embedding Risk Heat Maps and Mitigation Plans Within Review Packages
  6. Ensuring All Required Sign‑Offs Are Documented Prior to Regulator Submission
  7. Preparing Frequently Asked Questions Sections Anticipating Regulator Queries
  8. Conducting Mock Review Sessions With Peer Teams to Validate Completeness
  9. Packaging Digital Artefacts for Secure Transmission to Regulatory Bodies
  10. Tracking Submission Dates and Follow‑Up Actions Within a Central Tracker
  11. Communicating Package Readiness to Senior Sponsors for Final Approval
  12. Establishing a Post‑Submission Review Process for Continuous Improvement
Module 6. Facilitating Peer‑Team Escalations and Handoffs
Develop a structured approach for handling escalations from peer teams, ensuring senior sponsors entrust you with the most sensitive compliance work.
12 chapters in this module
  1. Defining Escalation Triggers That Require Senior Sponsor Involvement
  2. Documenting Escalation Procedures Aligned With NAIC MAR Governance
  3. Creating Standardised Handoff Checklists for Seamless Knowledge Transfer
  4. Establishing Communication Protocols Between Risk, Compliance, and Ops Teams
  5. Building Trust Through Transparent Documentation of Escalation Decisions
  6. Providing Senior Sponsors With Real‑Time Visibility Into Escalation Status
  7. Ensuring Confidentiality of Sensitive Information During Escalation Process
  8. Training Peer Teams on Proper Use of Escalation Templates and Tools
  9. Tracking Escalation Metrics to Demonstrate Effectiveness Over Time
  10. Integrating Escalation Outcomes Into Continuous Improvement Plans
  11. Reporting Escalation Resolutions to Senior Sponsors in Executive Briefings
  12. Maintaining an Escalation Log for Audit Trail and Regulatory Review
Module 7. Creating Board‑Prep Papers with NAIC MAR Insights
Craft board‑level briefing materials that leverage NAIC MAR compliance evidence, positioning you as the go‑to source for senior leadership insights.
12 chapters in this module
  1. Identifying Board Priorities That Align With NAIC MAR Compliance Objectives
  2. Summarising Key Compliance Findings in Executive‑Friendly Language
  3. Translating Risk Assessment Results Into Strategic Recommendations for the Board
  4. Designing Visual Dashboards That Highlight NAIC MAR Performance Metrics
  5. Linking Control Effectiveness to Business Objectives in Board Briefings
  6. Preparing concise Narrative Sections That Explain Compliance Progress
  7. Including Action Items and Owner Assignments Within Board‑Prep Documents
  8. Ensuring Confidentiality While Providing Sufficient Detail for Decision‑Making
  9. Coordinating Review Sessions With Senior Sponsors Prior to Board Presentation
  10. Incorporating Feedback From Board Members Into Future Compliance Plans
  11. Delivering Board Papers Ahead of Scheduled Governance Meetings for Adequate Review
  12. Maintaining an Archive of Board‑Prep Papers for Historical Reference
Module 8. Automating Monitoring and Continuous Assurance
Implement automation tools and processes that provide continuous assurance of NAIC MAR compliance, freeing senior sponsors to focus on strategic initiatives.
12 chapters in this module
  1. Selecting Automation Platforms That Support NAIC MAR Control Monitoring
  2. Designing Continuous Data Collection Pipelines for Ongoing Risk Metrics
  3. Configuring Alerts for Deviations From Established NAIC MAR Controls
  4. Integrating Automated Test Results Into Centralised Compliance Dashboards
  5. Developing Scripts That Generate Evidence Packages on a Scheduled Basis
  6. Ensuring Automated Processes Align With Senior Sponsor Expectations for Accuracy
  7. Validating Automated Outputs Through Periodic Manual Reviews for Quality Assurance
  8. Documenting Automation Logic and Configuration for Regulatory Transparency
  9. Scaling Monitoring Solutions Across Multiple Insurance Business Units Efficiently
  10. Training Team Members on Interpreting Automated Assurance Reports Effectively
  11. Reporting Continuous Assurance Findings to Senior Sponsors in Real Time
  12. Establishing Governance for Ongoing Enhancement of Automation Capabilities
Module 9. Managing Change and Continuous Improvement
Learn to manage change initiatives that evolve NAIC MAR compliance programs, ensuring ongoing alignment with regulator expectations and senior sponsor goals.
12 chapters in this module
  1. Assessing Impact of Regulatory Updates on Existing NAIC MAR Controls
  2. Developing Change Management Plans That Include Stakeholder Communication Strategies
  3. Updating Control Documentation to Reflect New Compliance Requirements Promptly
  4. Conducting Training Sessions for Teams on Revised NAIC MAR Processes
  5. Measuring Effectiveness of Change Initiatives Through Key Performance Indicators
  6. Aligning Change Activities With Senior Sponsor Strategic Priorities and Timelines
  7. Maintaining a Change Log That Captures Rationale, Decisions, and Outcomes
  8. Ensuring Continuous Feedback Loops From Peer Teams Into Improvement Cycles
  9. Embedding Lessons Learned Into Future NAIC MAR Implementation Roadmaps
  10. Reporting Change Management Progress to Senior Sponsors in Structured Updates
  11. Leveraging Analytics to Predict Future Compliance Adjustment Needs
  12. Establishing a Governance Board for Ongoing NAIC MAR Program Oversight
Module 10. Leading Cross‑Functional NAIC MAR Projects
Develop leadership skills to steer cross‑functional initiatives that deliver NAIC MAR compliance outcomes, gaining trust from senior sponsors and peer teams.
12 chapters in this module
  1. Defining Project Charters That Outline NAIC MAR Objectives and Scope
  2. Identifying Cross‑Functional Stakeholders and Their Roles in Compliance Delivery
  3. Establishing Project Governance Structures Aligned With Senior Sponsor Expectations
  4. Creating Detailed Project Plans With Milestones, Deliverables, and Resource Allocation
  5. Facilitating Collaborative Workshops to Align Teams on NAIC MAR Requirements
  6. Monitoring Project Progress Using Dashboards That Track Compliance Milestones
  7. Escalating Issues Promptly To Senior Sponsors When Project Risks Emerge
  8. Ensuring All Project Artefacts Meet NAIC MAR Documentation Standards
  9. Conducting Interim Reviews With Peer Teams to Validate Alignment and Quality
  10. Delivering Final Project Outcomes That Include Complete NAIC MAR Evidence Packages
  11. Capturing Project Success Metrics That Demonstrate Value to Senior Sponsors
  12. Documenting Best Practices for Future Cross‑Functional NAIC MAR Initiatives
Module 11. Advanced Topics: Emerging Regulatory Trends
Explore upcoming regulatory developments that may influence NAIC MAR compliance, positioning you as a forward‑thinking trusted advisor for senior sponsors.
12 chapters in this module
  1. Monitoring Global Insurance Regulatory Changes That Could Impact NAIC MAR
  2. Analyzing Emerging Data Privacy Requirements and Their Interaction With NAIC MAR Controls
  3. Evaluating the Influence of Climate‑Related Risk Reporting on Insurance Compliance Frameworks
  4. Assessing Technological Advances in InsurTech and Their Effect on Control Environments
  5. Preparing Proactive Strategies for Anticipated Updates to NAIC MAR Guidance
  6. Collaborating With Industry Working Groups to Influence Future Regulatory Directions
  7. Integrating Scenario Planning for Potential Regulatory Shifts Into Risk Assessments
  8. Developing Communication Plans to Inform Senior Sponsors of Emerging Trends Early
  9. Creating Flexible Control Designs That Can Adapt to Future Regulatory Requirements
  10. Documenting Emerging Trends in a Knowledge Base for Ongoing Team Reference
  11. Presenting Trend Analyses to Senior Sponsors to Secure Strategic Alignment
  12. Establishing Continuous Learning Programs to Keep Teams Updated on Regulatory Evolution
Module 12. Capstone: Building a Trusted NAIC MAR Playbook
Synthesize all learnings into a comprehensive, sponsor‑approved playbook that enables you to hand over the most sensitive compliance work with confidence.
12 chapters in this module
  1. Consolidating All NAIC MAR Documentation Into a Structured Playbook Format
  2. Designing Playbook Sections That Align With Senior Sponsor Expectations and Review Processes
  3. Including Ready‑to‑Use Templates for Evidence Collection, Risk Assessment, and Board Briefings
  4. Embedding Decision‑Making Frameworks That Guide Escalations and Handoffs Effectively
  5. Providing Step‑by‑Step Guides for Conducting Regulator‑Facing Review Sessions Seamlessly
  6. Ensuring Playbook Content Is Reviewed and Signed Off By Senior Sponsors Prior Release
  7. Creating an Implementation Roadmap That Outlines Timeline, Responsibilities, and Milestones
  8. Developing Training Materials to Onboard Peer Teams onto the New NAIC MAR Playbook
  9. Establishing Metrics to Measure Playbook Adoption and Impact on Compliance Efficiency
  10. Preparing a Presentation Deck for Senior Sponsors Highlighting Playbook Benefits and ROI
  11. Setting Up Ongoing Governance Processes to Keep the Playbook Current and Relevant
  12. Delivering the Final Playbook Package to Senior Sponsors as a Trusted Compliance Asset

How this maps to your situation

  • Quarterly risk reporting cycles
  • Regulatory audit preparation timelines
  • Peer escalation workflow for compliance issues
  • Board preparation and senior sponsor briefings

Before vs. after

Before
Manual, fragmented NAIC MAR evidence collection causing delays and limited senior sponsor confidence.
After
Streamlined, sponsor‑approved NAIC MAR deliverables that accelerate regulator reviews and build trust.

What's included with your purchase

  • 12 modules with 12 chapters each (144 chapters)
  • Downloadable templates and worked examples for every module
  • Hand-built implementation playbook delivered alongside course access
  • 30-day money-back guarantee

Delivery and format

  • Course and learning environment access provisioned within 24 hours of purchase
  • Hand-built implementation playbook delivered alongside course access

Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.

Time investment: Approximately 8 hours per week over a four‑week period to complete all modules and practice exercises.

If nothing changes
Without a trusted NAIC MAR process, regulator reviews may stall, leading to slower approvals and diminished senior sponsor confidence.

How this compares to the alternatives

Compared to consulting engagements, this course provides self‑paced depth, hands‑on templates, and a trusted playbook without the high external fees.

Frequently asked

Who should take this NAIC MAR course?
Senior risk, compliance, and audit professionals responsible for regulator‑facing deliverables in the insurance sector.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
What support is available during the course?
We provide a dedicated implementation playbook and downloadable templates to accelerate your work.
$199 one-time. Approximately 8 hours per week over a four‑week period to complete all modules and practice exercises..

Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.

30-day money-back guarantee· 144 chapters· Hand-built playbook included· Account access within 24 hours
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