A tailored course, built for your situation
Regulator-facing reviews handed to you first under APRA CPS 234
Become the named owner of critical compliance deliverables at the firm
$199 one-time
24-hour access provisioning
30-day money-back guarantee
Hand-built implementation playbook
12 modules. 12 chapters per module. 144 chapters total.
12 modules, each with 12 chapters (144 chapters total), text-based, plus downloadable templates and a hand-built implementation playbook delivered alongside course access.
Being overlooked for high-impact compliance assignments despite proven project leadership
The situation this course is for
Strong project managers often stay in execution mode, missing chances to lead regulator-grade work because they haven’t owned the framework narrative end to end.
Who this is for
Senior Project Manager in financial services, managing cross-functional compliance initiatives with exposure to regulatory frameworks
Who this is not for
Junior coordinators, individual contributors without cross-functional scope, or those outside financial compliance domains
What you walk away with
- Own regulator-facing review assignments under APRA CPS 234 from intake to submission
- Lead control validation meetings without senior oversight
- Build repeatable artefacts for compliance tracking that survive leadership changes
- Gain direct handoffs from compliance officers for audit preparation
- Document ownership of control evidence packages used in regulatory submissions
The 12 modules (with all 144 chapters)
Module 1. APRA CPS 234 Core Requirements
Break down the standard clause by clause with financial services context. Map each control to existing Schwab processes.
12 chapters in this module
- Understanding CPS 234 purpose and scope
- Defining information security in financial context
- Classifying data by sensitivity level
- Establishing secure storage requirements
- Encryption standards for data at rest
- Encryption standards for data in transit
- Access control principles
- Multi-factor authentication mandates
- Incident response planning
- Breach notification timelines
- Third-party risk expectations
- Audit logging essentials
Module 2. Ownership Model Design
Define who owns what in a CPS 234 program. Build accountability structures that scale across teams.
12 chapters in this module
- Defining control ownership roles
- Assigning RACI for compliance tasks
- Creating handoff checklists
- Documenting escalation paths
- Mapping review cycles
- Setting evidence deadlines
- Integrating legal counsel touchpoints
- Building approval workflows
- Version control for policies
- Change logging standards
- Retention for compliance records
- Audit trail requirements
Module 3. Regulatory Engagement Workflow
Structure how your team prepares for and responds to regulator inquiries under CPS 234.
12 chapters in this module
- Identifying regulator request types
- Initial triage protocol
- Internal notification process
- Response drafting framework
- Legal review coordination
- Executive sign-off path
- Document preservation rules
- Response timeline management
- Follow-up anticipation
- Cross-team alignment
- Evidence package assembly
- Final submission checklist
Module 4. Control Validation Playbook
Create step-by-step validation guides for each CPS 234 control, used by internal and external auditors.
12 chapters in this module
- Control walkthrough structure
- Sample size determination
- Testing methodology
- Evidence collection script
- Exception documentation
- Remediation timeline setting
- Validation sign-off
- Reporting format
- Trend analysis integration
- Benchmarking against peers
- Continuous monitoring design
- Automation feasibility
Module 5. Third-Party Risk Coordination
Manage vendor compliance under CPS 234 with structured review and escalation paths.
12 chapters in this module
- Vendor classification system
- Due diligence checklist
- Questionnaire design
- Onsite assessment planning
- Subcontractor oversight
- Cybersecurity evaluation
- Contractual obligations
- Service level alignment
- Audit rights definition
- Performance monitoring
- Exit strategy planning
- Renewal review process
Module 6. Incident Response Under CPS 234
Build a response plan tailored to APRA expectations for data breaches and security events.
12 chapters in this module
- Defining reportable incidents
- Internal alert protocol
- Legal counsel notification
- Regulator communication plan
- Customer notification rules
- Forensic investigation coordination
- Containment procedures
- Recovery timeline setting
- Root cause analysis
- Corrective action planning
- Reporting deadlines
- Post-mortem documentation
Module 7. Compliance Artefact Library
Develop a living library of repeatable documents used across audits and reviews.
12 chapters in this module
- Policy template structure
- Standard operating procedures
- Control mapping matrices
- Evidence collection guides
- Audit response templates
- Meeting minutes format
- Executive summary style
- Dashboard reporting
- Compliance calendar
- Training documentation
- Version control system
- Access permissions setup
Module 8. Audit Preparation Cycle
Orchestrate the six-week run-up to internal and external audits with precision.
12 chapters in this module
- Kickoff meeting agenda
- Document request response
- Interview preparation
- Evidence package review
- Gap analysis process
- Remediation tracking
- Management representation letter
- Findings response drafting
- Follow-up planning
- Lessons learned session
- Process update integration
- Next cycle planning
Module 9. Executive Communication Strategy
Translate technical compliance into business impact for senior leadership.
12 chapters in this module
- Risk appetite alignment
- Breach impact framing
- Investment justification
- Program status reporting
- Incident briefing format
- Vendor risk summaries
- Audit outcome messaging
- Strategic initiative links
- Budget planning inputs
- Resource request rationale
- Timeline communication
- Escalation framing
Module 10. Continuous Compliance Monitoring
Shift from episodic audits to ongoing control verification with automated signals.
12 chapters in this module
- Key control identification
- Monitoring frequency setting
- Automated alert rules
- Exception trending
- Threshold definition
- Dashboard design
- Review meeting structure
- Remediation tracking
- Integration with GRC tools
- Stakeholder reporting
- Audit evidence readiness
- Process improvement loop
Module 11. Cross-Functional Leadership
Lead without authority across IT, legal, and operations for compliance outcomes.
12 chapters in this module
- Stakeholder identification
- Influence without mandate
- Meeting facilitation
- Conflict resolution
- Alignment building
- Expectation management
- Progress transparency
- Escalation protocols
- Feedback integration
- Success celebration
- Knowledge sharing
- Team recognition
Module 12. Personal Brand in Compliance
Position yourself as the go-to expert for regulatory readiness in financial services.
12 chapters in this module
- Ownership narrative crafting
- Internal visibility building
- Speaking up in reviews
- Volunteering for hard assignments
- Mentorship opportunities
- Cross-department visibility
- Publication in internal channels
- Conference participation
- Thought leadership
- Network building
- Reputation management
- Career path alignment
How this maps to your situation
- When regulator inquiries arrive
- During annual compliance cycles
- After vendor incidents
- Before audit fieldwork begins
Before vs. after
Before
Assigned to support compliance efforts, often reacting to requests and dependencies.
After
First named owner of regulator-facing reviews and control validation under APRA CPS 234.
What's included with your purchase
- 12 modules with 12 chapters each (144 chapters)
- Downloadable templates and worked examples for every module
- Hand-built implementation playbook delivered alongside course access
- 30-day money-back guarantee
Delivery and format
- Course and learning environment access provisioned within 24 hours of purchase
- Hand-built implementation playbook delivered alongside course access
Format: Text-based modules and chapters in the Art of Service learning environment, plus downloadable templates and worked examples for every chapter, plus the hand-built implementation playbook delivered alongside course access.
Time investment: Approximately 3-4 hours per module, designed for completion over 6-8 weeks with flexible pacing.
If nothing changes
Remaining in execution-only mode means missing the chance to lead high-impact compliance work that shapes your visibility and career trajectory.
How this compares to the alternatives
Unlike generic compliance courses, this program focuses exclusively on APRA CPS 234 with financial services context, real templates, and ownership pathways used by top-tier institutions.
Frequently asked
Is this course specific to financial services?
Yes. It is built specifically for compliance roles in banking and wealth management firms like the firm.
How is the course structured?
12 modules, each containing 12 chapters (144 chapters total).
Will I receive templates I can use immediately?
Yes. Every module includes downloadable, real-world templates used in current APRA CPS 234 compliance programs.
$199 one-time. Approximately 3-4 hours per module, designed for completion over 6-8 weeks with flexible pacing..
Within 24 hours your account in the learning environment is provisioned and the tailored implementation playbook is delivered alongside it.
30-day money-back guarantee·
144 chapters·
Hand-built playbook included·
Account access within 24 hours