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Sarbanes Oxley Internal Controls; A Complete Guide to Practical Tools for Self-Assessment and Risk Management

Sarbanes Oxley Internal Controls; A Complete Guide to Practical Tools for Self-Assessment and Risk Management

$197.00
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What does the Sarbanes Oxley Internal Controls course cover?

Sarbanes Oxley Internal Controls is covered here in 10 modules: Introduction to Sarbanes Oxley Internal Controls: Overview of Sarbanes Oxley Act, Risk Management and Self-Assessment: Risk management principles and practices, Internal Controls over Financial Reporting (ICFR): ICFR assessment and testing and 7 more.

How do you approach Sarbanes Oxley Internal Controls step by step?

The work is sequenced in 10 stages. It starts with Introduction to Sarbanes Oxley Internal Controls: Overview of Sarbanes Oxley Act, moves through Risk Management and Self-Assessment: Risk management principles and practices and Internal Controls over Financial Reporting (ICFR): ICFR assessment and testing, and ends at Certification and Compliance: Compliance requirements (SOX Section 404).

What is in Module 1 of the Sarbanes Oxley Internal Controls course?

Module 1 is Introduction to Sarbanes Oxley Internal Controls: Overview of Sarbanes Oxley Act. It works through Overview of Sarbanes Oxley Act, internal controls definition and importance, types of internal controls (preventive, detective, corrective) and 1 more. It sets the vocabulary the remaining 9 modules build on.

How is the Sarbanes Oxley Internal Controls course delivered?

The Sarbanes Oxley Internal Controls course is fully self-paced with immediate online access after enrolment. Access does not expire and future updates are included at no cost. It can be taken on any device, and a certificate of completion is issued by The Art of Service when you finish.

How much does the Sarbanes Oxley Internal Controls course cost?

The Sarbanes Oxley Internal Controls course is $199 as a one time payment. There is no subscription, no per seat licence and no hidden fee. Enrolment carries a 30 day satisfied or refunded guarantee, so it can be assessed in full before you commit.

Closely related courses: Sarbanes Oxley Internal Controls Toolkit, Sarbanes-Oxley Internal Controls Toolkit, Sarbanes Oxley Compliance and Internal Controls, Sarbanes Oxley Internal Controls Mastery for Compliance.

More answers: what you get with every course, refund policy, all help answers.

Sarbanes Oxley Internal Controls: A Complete Guide to Practical Tools for Self-Assessment and Risk Management



Course Overview

This comprehensive course provides a detailed understanding of Sarbanes Oxley internal controls, self-assessment, and risk management. Participants will learn practical tools and techniques to implement and maintain effective internal controls, ensuring compliance with regulatory requirements.



Course Objectives

  • Understand the principles and requirements of Sarbanes Oxley internal controls
  • Learn practical tools and techniques for self-assessment and risk management
  • Implement and maintain effective internal controls
  • Ensure compliance with regulatory requirements
  • Enhance organizational governance and risk management


Course Outline

Module 1. Introduction to Sarbanes Oxley Internal Controls: Overview of Sarbanes Oxley Act

  • Overview of Sarbanes Oxley Act
  • Internal controls definition and importance
  • Types of internal controls (preventive, detective, corrective)
  • Internal controls framework (COSO)

Module 2. Risk Management and Self-Assessment: Risk management principles and practices

  • Risk management principles and practices
  • Risk assessment techniques (likelihood, impact, risk matrix)
  • Self-assessment tools and techniques (questionnaires, surveys)

Module 3. Internal Controls over Financial Reporting (ICFR): ICFR assessment and testing

  • ICFR definition and importance
  • ICFR requirements (SOX Section 404)
  • ICFR assessment and testing
  • ICFR reporting and disclosure

Module 4. IT General Controls (ITGCs): ITGCs assessment and testing, ITGCs reporting and disclosure

  • ITGCs definition and importance
  • ITGCs requirements (COBIT, ISO 27001)
  • ITGCs assessment and testing
  • ITGCs reporting and disclosure

Module 5. Entity-Level Controls (ELCs): ELCs requirements (COSO), ELCs assessment and testing

  • ELCs definition and importance
  • ELCs requirements (COSO)
  • ELCs assessment and testing
  • ELCs reporting and disclosure

Module 6. Control Environment and Tone at the Top: Leadership and governance

  • Control environment definition and importance
  • Tone at the top principles and practices
  • Leadership and governance
  • Organizational culture and ethics

Module 7. Control Activities and Segregation of Duties: Authorization and approval processes

  • Control activities definition and importance
  • Segregation of duties principles and practices
  • Authorization and approval processes
  • Reconciliation and verification processes

Module 8. Information and Communication: definition and importance, Financial reporting and disclosure

  • Information and communication definition and importance
  • Financial reporting and disclosure
  • Internal and external communication
  • Stakeholder engagement and transparency

Module 9. Monitoring Activities and Corrective Action: Internal audit and review

  • Monitoring activities definition and importance
  • Corrective action principles and practices
  • Internal audit and review
  • Compliance and regulatory reporting

Module 10. Certification and Compliance: Compliance requirements (SOX Section 404)

  • Certification requirements (SOX Section 302)
  • Compliance requirements (SOX Section 404)
  • Certification and compliance processes
  • Certification and compliance reporting


Course Features

  • Interactive and engaging: Quizzes, games, and discussions to enhance learning
  • Comprehensive and personalized: Tailored to individual needs and learning style
  • Up-to-date and practical: Real-world examples and case studies
  • High-quality content: Developed by expert instructors
  • Certification: Participants receive a certificate upon completion
  • Flexible learning: Accessible on desktop, tablet, or mobile device
  • User-friendly: Easy navigation and intuitive interface
  • Community-driven: Discussion forums and peer feedback
  • Actionable insights: Takeaway tools and techniques for immediate application
  • Hands-on projects: Real-world projects to reinforce learning
  • Bite-sized lessons: Manageable chunks of learning for busy professionals
  • Lifetime access: Unlimited access to course materials
  • Gamification: Points, badges, and leaderboards to enhance engagement
  • Progress tracking: Monitor progress and stay on track


Certification

Upon completion of the course, participants will receive a certificate issued by The Art of Service. This certificate demonstrates expertise in Sarbanes Oxley internal controls, self-assessment, and risk management.

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