Risk And Compliance Toolkit

Downloadable Resources, Instant Access

Not sure if this is for you?

Complete this form to receive access to the Toolkit content
Contact Email  *
First Name *
Last Name 
*Required Fields
Note: If your timing isn't quite right yet, we'll keep you updated through our newsletter. You can always choose to opt out when you feel the information is no longer relevant to your situation. 

Enterprise Contract Lifecycle Management is one of the key areas identified to help companies achieve immediate and continuous transformation through faster revenue velocity, better Risk And Compliance Management, and greater Operational Efficiency.

More Uses of the Risk And Compliance Toolkit:

  • Support and develop policies and Internal Controls working with legal and compliance teams and business owners to ensure you are complying with regulatory obligations on an annual basis.

  • Provide Technical Advisory services to business and Technology Teams concerning security compliance, controls and measurement.

  • Maintain adherence to the Enterprise Technology programs as Change Management, Software Development, and application management.

  • Identify, link, and analyze trends in KRIs and other findings reported to Risk Management and compare against benchmarking of operational risks and loss data.

  • Ensure all application changes follow a standard process, while keeping exceptions to a minimum and only with special approval.

  • Coordinate with other organizational Risk And Compliance teams as appropriate to ensure integrated end to end coverage of risks and coordination of monitoring, assessment, and other activities.

  • Remain current on the changing industry and regulatory environments and understand the impacts to your efforts.

  • Develop metrics, Reports And Dashboards that can be used to measure effectiveness and efficiency of Processes And Systems.

  • Systematize: conduct Application Security Risk And Compliance review and analysis; identify, recommend, and track progress of security risk mitigation plans while.

  • Supervise: work closely with Information security Architecture, engineering, and relevant operational teams to gather data and insights leading to holistic Risk And Compliance approach.

  • Interact with users and management to identify enhancement needs and work with project team to prioritize and implement.

  • Confirm your organization ensures Quality Standards are established in accordance with internal practices, Risk And Compliance Policies and Procedures, and Regulatory Requirements.

  • Make sure that your operation complies; directs the enterprise Strategic Risk assessment and writes the annual Risk And Compliance report which identifies gaps, Emerging Threats, financial exposure and client impact, and provides remediation action plans.

  • Secure that your corporation defines and implements a risk based approach to identifying, monitoring, measuring and reporting various types of security Risk And Compliance issues in regards to Financial Reporting.

  • Drive compliance capability enhancements/improvements on the GRC tool to streamline processes and efficiencies.

  • Ensure you champion; understand potential and emerging Information security threats, vulnerabilities, and control techniques.

  • Formulate: partner with IT Leadership, managers, and team members to ensure Risk And Compliance issues are identified, assessed, mitigated, monitored and reported.

  • Provide leadership for your technology governance, Risk And Compliance program to enhance your Technology Risk posture.

  • Secure that your group provides leadership to individual contributors building risk capabilities and build program oversight.

  • Standardize: despite many advances in your industry, the majority of business payments are still made with outdated and inferior payment methods, as checks and cash.

  • Promote a risk aware culture with effective Risk And Compliance Management practices by collaborating to communicate and escalate risk with stakeholders.

  • Secure that your business tracks or utilizes automated Governance, Risk And Compliance tools to track artifacts of the Risk Management lifecycle.

  • Promote compliance with Regulatory Requirements and IT best practices, especially with respect to Project Management, Systems Development and Information security.

  • Guide: mature and execute technology Risk Management strategy for cloud based solutions, working closely with business, technology, and Information security to allow cloud platform capabilities.

  • Control: conduct model tuning across the Risk And Compliance surveillance systems to increase effectiveness and efficiency of worthwhile alerts while minimizing operational overhead.

  • Escalate performance deficiencies outside of the established compliance Risk Appetite to your supervisor.

  • Lead: account for complex Cyber programs (and concepts) to divisional, operational and executive leadership.

  • Confirm your venture follows through on Risk And Compliance Processes and policies to ensure you safeguard your customers assets, maintain privacy, and act in best interest.

  • Manage: inventory Risk And Compliance obligations in a governance, Risk And Compliance (GRC) system framework.

  • Manage: review organization operations and structures for improvement, Cost Savings, information flow and communication.


Save time, empower your teams and effectively upgrade your processes with access to this practical Risk And Compliance Toolkit and guide. Address common challenges with best-practice templates, step-by-step work plans and maturity diagnostics for any Risk And Compliance related project.

Download the Toolkit and in Three Steps you will be guided from idea to implementation results.

The Toolkit contains the following practical and powerful enablers with new and updated Risk And Compliance specific requirements:

STEP 1: Get your bearings

Start with...

  • The latest quick edition of the Risk And Compliance Self Assessment book in PDF containing 49 requirements to perform a quickscan, get an overview and share with stakeholders.

Organized in a data driven improvement cycle RDMAICS (Recognize, Define, Measure, Analyze, Improve, Control and Sustain), check the…

  • Example pre-filled Self-Assessment Excel Dashboard to get familiar with results generation

Then find your goals...

STEP 2: Set concrete goals, tasks, dates and numbers you can track

Featuring 999 new and updated case-based questions, organized into seven core areas of process design, this Self-Assessment will help you identify areas in which Risk And Compliance improvements can be made.

Examples; 10 of the 999 standard requirements:

  1. Are supply costs steady or fluctuating?

  2. Why is this needed?

  3. How do controls support value?

  4. What happens if cost savings do not materialize?

  5. What information qualified as important?

  6. What is the kind of project structure that would be appropriate for your Risk And Compliance project, should it be formal and complex, or can it be less formal and relatively simple?

  7. What is an unauthorized commitment?

  8. What are your key Risk And Compliance indicators that you will measure, analyze and track?

  9. Do you need to avoid or amend any Risk And Compliance activities?

  10. Who needs budgets?

Complete the self assessment, on your own or with a team in a workshop setting. Use the workbook together with the self assessment requirements spreadsheet:

  • The workbook is the latest in-depth complete edition of the Risk And Compliance book in PDF containing 994 requirements, which criteria correspond to the criteria in...

Your Risk And Compliance self-assessment dashboard which gives you your dynamically prioritized projects-ready tool and shows your organization exactly what to do next:

  • The Self-Assessment Excel Dashboard; with the Risk And Compliance Self-Assessment and Scorecard you will develop a clear picture of which Risk And Compliance areas need attention, which requirements you should focus on and who will be responsible for them:

    • Shows your organization instant insight in areas for improvement: Auto generates reports, radar chart for maturity assessment, insights per process and participant and bespoke, ready to use, RACI Matrix
    • Gives you a professional Dashboard to guide and perform a thorough Risk And Compliance Self-Assessment
    • Is secure: Ensures offline data protection of your Self-Assessment results
    • Dynamically prioritized projects-ready RACI Matrix shows your organization exactly what to do next:


STEP 3: Implement, Track, follow up and revise strategy

The outcomes of STEP 2, the self assessment, are the inputs for STEP 3; Start and manage Risk And Compliance projects with the 62 implementation resources:

  • 62 step-by-step Risk And Compliance Project Management Form Templates covering over 1500 Risk And Compliance project requirements and success criteria:

Examples; 10 of the check box criteria:

  1. Cost Management Plan: Eac -estimate at completion, what is the total job expected to cost?

  2. Activity Cost Estimates: In which phase of the acquisition process cycle does source qualifications reside?

  3. Project Scope Statement: Will all Risk And Compliance project issues be unconditionally tracked through the issue resolution process?

  4. Closing Process Group: Did the Risk And Compliance project team have enough people to execute the Risk And Compliance project plan?

  5. Source Selection Criteria: What are the guidelines regarding award without considerations?

  6. Scope Management Plan: Are corrective actions taken when actual results are substantially different from detailed Risk And Compliance project plan (variances)?

  7. Initiating Process Group: During which stage of Risk planning are risks prioritized based on probability and impact?

  8. Cost Management Plan: Is your organization certified as a supplier, wholesaler, regular dealer, or manufacturer of corresponding products/supplies?

  9. Procurement Audit: Was a formal review of tenders received undertaken?

  10. Activity Cost Estimates: What procedures are put in place regarding bidding and cost comparisons, if any?

Step-by-step and complete Risk And Compliance Project Management Forms and Templates including check box criteria and templates.

1.0 Initiating Process Group:

  • 1.1 Risk And Compliance project Charter
  • 1.2 Stakeholder Register
  • 1.3 Stakeholder Analysis Matrix

2.0 Planning Process Group:

  • 2.1 Risk And Compliance project Management Plan
  • 2.2 Scope Management Plan
  • 2.3 Requirements Management Plan
  • 2.4 Requirements Documentation
  • 2.5 Requirements Traceability Matrix
  • 2.6 Risk And Compliance project Scope Statement
  • 2.7 Assumption and Constraint Log
  • 2.8 Work Breakdown Structure
  • 2.9 WBS Dictionary
  • 2.10 Schedule Management Plan
  • 2.11 Activity List
  • 2.12 Activity Attributes
  • 2.13 Milestone List
  • 2.14 Network Diagram
  • 2.15 Activity Resource Requirements
  • 2.16 Resource Breakdown Structure
  • 2.17 Activity Duration Estimates
  • 2.18 Duration Estimating Worksheet
  • 2.19 Risk And Compliance project Schedule
  • 2.20 Cost Management Plan
  • 2.21 Activity Cost Estimates
  • 2.22 Cost Estimating Worksheet
  • 2.23 Cost Baseline
  • 2.24 Quality Management Plan
  • 2.25 Quality Metrics
  • 2.26 Process Improvement Plan
  • 2.27 Responsibility Assignment Matrix
  • 2.28 Roles and Responsibilities
  • 2.29 Human Resource Management Plan
  • 2.30 Communications Management Plan
  • 2.31 Risk Management Plan
  • 2.32 Risk Register
  • 2.33 Probability and Impact Assessment
  • 2.34 Probability and Impact Matrix
  • 2.35 Risk Data Sheet
  • 2.36 Procurement Management Plan
  • 2.37 Source Selection Criteria
  • 2.38 Stakeholder Management Plan
  • 2.39 Change Management Plan

3.0 Executing Process Group:

  • 3.1 Team Member Status Report
  • 3.2 Change Request
  • 3.3 Change Log
  • 3.4 Decision Log
  • 3.5 Quality Audit
  • 3.6 Team Directory
  • 3.7 Team Operating Agreement
  • 3.8 Team Performance Assessment
  • 3.9 Team Member Performance Assessment
  • 3.10 Issue Log

4.0 Monitoring and Controlling Process Group:

  • 4.1 Risk And Compliance project Performance Report
  • 4.2 Variance Analysis
  • 4.3 Earned Value Status
  • 4.4 Risk Audit
  • 4.5 Contractor Status Report
  • 4.6 Formal Acceptance

5.0 Closing Process Group:

  • 5.1 Procurement Audit
  • 5.2 Contract Close-Out
  • 5.3 Risk And Compliance project or Phase Close-Out
  • 5.4 Lessons Learned



With this Three Step process you will have all the tools you need for any Risk And Compliance project with this in-depth Risk And Compliance Toolkit.

In using the Toolkit you will be better able to:

  • Diagnose Risk And Compliance projects, initiatives, organizations, businesses and processes using accepted diagnostic standards and practices
  • Implement evidence-based best practice strategies aligned with overall goals
  • Integrate recent advances in Risk And Compliance and put process design strategies into practice according to best practice guidelines

Defining, designing, creating, and implementing a process to solve a business challenge or meet a business objective is the most valuable role; In EVERY company, organization and department.

Unless you are talking a one-time, single-use project within a business, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions. Someone capable of asking the right questions and step back and say, 'What are we really trying to accomplish here? And is there a different way to look at it?'

This Toolkit empowers people to do just that - whether their title is entrepreneur, manager, consultant, (Vice-)President, CxO etc... - they are the people who rule the future. They are the person who asks the right questions to make Risk And Compliance investments work better.

This Risk And Compliance All-Inclusive Toolkit enables You to be that person.


Includes lifetime updates

Every self assessment comes with Lifetime Updates and Lifetime Free Updated Books. Lifetime Updates is an industry-first feature which allows you to receive verified self assessment updates, ensuring you always have the most accurate information at your fingertips.