Basel III Toolkit

Save time, empower your teams and effectively upgrade your processes with access to this practical Basel III Toolkit and guide. Address common challenges with best-practice templates, step-by-step work plans and maturity diagnostics for any Basel III related project.

Download the Toolkit and in Three Steps you will be guided from idea to implementation results.

The Toolkit contains the following practical and powerful enablers with new and updated Basel III specific requirements:

STEP 1: Get your bearings

Start with...


• The latest quick edition of the Basel III Self Assessment book in PDF containing 49 requirements to perform a quickscan, get an overview and share with stakeholders.


Organized in a data driven improvement cycle RDMAICS (Recognize, Define, Measure, Analyze, Improve, Control and Sustain), check the…


• Example pre-filled Self-Assessment Excel Dashboard to get familiar with results generation


Then find your goals...

STEP 2: Set concrete goals, tasks, dates and numbers you can track

Featuring 991 new and updated case-based questions, organized into seven core areas of process design, this Self-Assessment will help you identify areas in which Basel III improvements can be made.

Examples; 10 of the 991 standard requirements:


1. What are the implications of the AMA's expectation of a broad scope of operational risk data, including internal loss data, external data, scenario analysis, and business environment and internal control factors, on the development of operational risk measurement systems?
   
   

2. What are the challenges associated with integrating AMA-compliant market risk models with other risk management frameworks, such as credit and operational risk, and how can banks overcome these challenges through effective risk governance and management practices?
   
   

3. What are the implications of the Basel III framework for the risk management of bank operations, including operational risk and business continuity planning, and how can boards ensure that their institution's risk management framework is adapted to these risks?
   
   

4. How do differences in regulatory requirements and supervisory expectations across jurisdictions impact the development and implementation of AMA-compliant market risk frameworks, and what are the implications for global systemically important banks (G-SIBs)?
   
   

5. What are the implications of the Basel III framework for the risk management of new and emerging risks, such as cyber risk and climate risk, and how can boards ensure that their institution's risk management framework is adapted to these risks?
   
   

6. What are the implications of the AMA's expectations for the use of operational risk quantification methods, such as Monte Carlo simulations and Bayesian networks, on the development of operational risk modeling and quantification capabilities?
   
   

7. In what ways do the LCR and NSFR requirements impact a bank's ability to manage its liquidity risk in relation to its off-balance sheet exposures, and how do these metrics inform the development of off-balance sheet risk management strategies?
   
   

8. Can you explain how the AMA's use of internal models and data analytics enables banks to identify and respond to emerging market risk trends and patterns, and what are the implications for risk-based decision making and strategy development?
   
   

9. Can you explain how the AMA's use of expected loss (L) metrics enables banks to better capture the potential impact of market risk events on their financial performance, and what are the implications for provisioning and capital planning?
   
   

10. Can you discuss the role of AMA-compliant market risk frameworks in enabling banks to better manage and optimize their regulatory capital requirements, and what are the implications for risk-based decision making and strategy development?
    
    


Complete the self assessment, on your own or with a team in a workshop setting. Use the workbook together with the self assessment requirements spreadsheet:


• The workbook is the latest in-depth complete edition of the Basel III book in PDF containing 991 requirements, which criteria correspond to the criteria in...


Your Basel III self-assessment dashboard which gives you your dynamically prioritized projects-ready tool and shows your organization exactly what to do next:


• The Self-Assessment Excel Dashboard; with the Basel III Self-Assessment and Scorecard you will develop a clear picture of which Basel III areas need attention, which requirements you should focus on and who will be responsible for them:
  
  


• Shows your organization instant insight in areas for improvement: Auto generates reports, radar chart for maturity assessment, insights per process and participant and bespoke, ready to use, RACI Matrix

• Gives you a professional Dashboard to guide and perform a thorough Basel III Self-Assessment

• Is secure: Ensures offline data protection of your Self-Assessment results

• Dynamically prioritized projects-ready RACI Matrix shows your organization exactly what to do next:



STEP 3: Implement, Track, follow up and revise strategy

The outcomes of STEP 2, the self assessment, are the inputs for STEP 3; Start and manage Basel III projects with the 62 implementation resources:


• 62 step-by-step Basel III Project Management Form Templates covering over 1500 Basel III project requirements and success criteria:


Examples; 10 of the check box criteria:


1. Lessons Learned: Did the Basel III project improve the team members reputations, skills, personal development?
   
   

2. Team Operating Agreement: What resources can be provided for the team in terms of equipment, space, time for training, protected time and space for meetings, and travel allowances?
   
   

3. Team Operating Agreement: Must your team members rely on the expertise of other members to complete tasks?
   
   

4. Scope Management Plan: Are you meeting with stake holders and team members?
   
   

5. Executing Process Group: What will you do to minimize the impact should a risk event occur?
   
   

6. Lessons Learned: What are your lessons learned that you will keep in mind for the next Basel III project you participate in?
   
   

7. Procurement Management Plan: Is it standard practice to formally commit stakeholders to the Basel III project via agreements?
   
   

8. Communications Management Plan: Is there an important stakeholder who is actively opposed and will not receive messages?
   
   

9. Project Scope Statement: Has the Basel III project scope statement been reviewed as part of the baseline process?
   
   

10. Responsibility Assignment Matrix: Do others have the time to dedicate to your Basel III project?


 
Step-by-step and complete Basel III Project Management Forms and Templates including check box criteria and templates.

1.0 Initiating Process Group:


• 1.1 Basel III project Charter

• 1.2 Stakeholder Register

• 1.3 Stakeholder Analysis Matrix


2.0 Planning Process Group:


• 2.1 Basel III project Management Plan

• 2.2 Scope Management Plan

• 2.3 Requirements Management Plan

• 2.4 Requirements Documentation

• 2.5 Requirements Traceability Matrix

• 2.6 Basel III project Scope Statement

• 2.7 Assumption and Constraint Log

• 2.8 Work Breakdown Structure

• 2.9 WBS Dictionary

• 2.10 Schedule Management Plan

• 2.11 Activity List

• 2.12 Activity Attributes

• 2.13 Milestone List

• 2.14 Network Diagram

• 2.15 Activity Resource Requirements

• 2.16 Resource Breakdown Structure

• 2.17 Activity Duration Estimates

• 2.18 Duration Estimating Worksheet

• 2.19 Basel III project Schedule

• 2.20 Cost Management Plan

• 2.21 Activity Cost Estimates

• 2.22 Cost Estimating Worksheet

• 2.23 Cost Baseline

• 2.24 Quality Management Plan

• 2.25 Quality Metrics

• 2.26 Process Improvement Plan

• 2.27 Responsibility Assignment Matrix

• 2.28 Roles and Responsibilities

• 2.29 Human Resource Management Plan

• 2.30 Communications Management Plan

• 2.31 Risk Management Plan

• 2.32 Risk Register

• 2.33 Probability and Impact Assessment

• 2.34 Probability and Impact Matrix

• 2.35 Risk Data Sheet

• 2.36 Procurement Management Plan

• 2.37 Source Selection Criteria

• 2.38 Stakeholder Management Plan

• 2.39 Change Management Plan


3.0 Executing Process Group:


• 3.1 Team Member Status Report

• 3.2 Change Request

• 3.3 Change Log

• 3.4 Decision Log

• 3.5 Quality Audit

• 3.6 Team Directory

• 3.7 Team Operating Agreement

• 3.8 Team Performance Assessment

• 3.9 Team Member Performance Assessment

• 3.10 Issue Log


4.0 Monitoring and Controlling Process Group:


• 4.1 Basel III project Performance Report

• 4.2 Variance Analysis

• 4.3 Earned Value Status

• 4.4 Risk Audit

• 4.5 Contractor Status Report

• 4.6 Formal Acceptance


5.0 Closing Process Group:


• 5.1 Procurement Audit

• 5.2 Contract Close-Out

• 5.3 Basel III project or Phase Close-Out

• 5.4 Lessons Learned


Results

With this Three Step process you will have all the tools you need for any Basel III project with this in-depth Basel III Toolkit.

In using the Toolkit you will be better able to:


• Diagnose Basel III projects, initiatives, organizations, businesses and processes using accepted diagnostic standards and practices

• Implement evidence-based best practice strategies aligned with overall goals

• Integrate recent advances in Basel III and put process design strategies into practice according to best practice guidelines


Defining, designing, creating, and implementing a process to solve a business challenge or meet a business objective is the most valuable role; In EVERY company, organization and department.

Unless you are talking a one-time, single-use project within a business, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions. Someone capable of asking the right questions and step back and say, 'What are we really trying to accomplish here? And is there a different way to look at it?'

This Toolkit empowers people to do just that - whether their title is entrepreneur, manager, consultant, (Vice-)President, CxO etc... - they are the people who rule the future. They are the person who asks the right questions to make Basel III investments work better.

This Basel III All-Inclusive Toolkit enables You to be that person.

Includes lifetime updates

Every self assessment comes with Lifetime Updates and Lifetime Free Updated Books. Lifetime Updates is an industry-first feature which allows you to receive verified self assessment updates, ensuring you always have the most accurate information at your fingertips.