Course Curriculum

Module 1: Introduction to SOC 1

• Overview of SOC 1: Definition, purpose, and scope
• History and Evolution of SOC 1: How SOC 1 has evolved over time
• Benefits of SOC 1: Why organizations need SOC 1

Module 2: Understanding Service Organization Controls

• Definition of Service Organization Controls: What are service organization controls?
• Types of Service Organization Controls: Preventive, detective, and corrective controls
• Components of Service Organization Controls: People, processes, and technology

Module 3: Risk Management and SOC 1

• Risk Management Framework: Identifying, assessing, and mitigating risks
• Role of SOC 1 in Risk Management: How SOC 1 helps manage risks
• Risk Assessment and SOC 1: Identifying and assessing risks in SOC 1

Module 4: SOC 1 Framework and Standards

• Overview of SOC 1 Framework: Principles and components
• SOC 1 Standards: AICPA, SSAE 16, and SSAE 18
• Comparison of SOC 1 Standards: Similarities and differences

Module 5: Planning and Preparation for SOC 1

• Planning for SOC 1: Steps and considerations
• Preparation for SOC 1: Gathering information and resources
• Establishing a SOC 1 Team: Roles and responsibilities

Module 6: Designing and Implementing SOC 1 Controls

• Designing SOC 1 Controls: Principles and considerations
• Implementing SOC 1 Controls: Steps and best practices
• Testing and Evaluating SOC 1 Controls: Methods and procedures

Module 7: SOC 1 Audit and Examination

• SOC 1 Audit Process: Steps and procedures
• SOC 1 Examination: Types and procedures
• Preparing for a SOC 1 Audit: Tips and best practices

Module 8: SOC 1 Reporting and Certification

• SOC 1 Reporting: Types and requirements
• SOC 1 Certification: Process and benefits
• Maintaining SOC 1 Certification: Requirements and best practices

Module 9: SOC 1 and Compliance

• Compliance Framework: Laws, regulations, and standards
• SOC 1 and Compliance: How SOC 1 helps with compliance
• Compliance Risks and SOC 1: Identifying and mitigating compliance risks

Module 10: SOC 1 and IT Controls

• IT Controls Framework: Principles and components
• SOC 1 and IT Controls: How SOC 1 relates to IT controls
• IT Control Risks and SOC 1: Identifying and mitigating IT control risks

Module 11: SOC 1 and Business Continuity

• Business Continuity Framework: Principles and components
• SOC 1 and Business Continuity: How SOC 1 relates to business continuity
• Business Continuity Risks and SOC 1: Identifying and mitigating business continuity risks

Module 12: SOC 1 and Continuous Improvement

• Continuous Improvement Framework: Principles and components
• SOC 1 and Continuous Improvement: How SOC 1 relates to continuous improvement
• Implementing Continuous Improvement in SOC 1: Steps and best practices