Compliance Controls Toolkit

Downloadable Resources, Instant Access

Not sure if this is for you?
Complete this form to get access to the toolkit content
*Required fields
Note: If your timing isn't quite right yet, we'll keep you updated through our newsletter. You can always choose to opt out when you feel the information is no longer relevant to your situation. 

Be accountable for ensuring effective Stakeholder Management across the enterprise and holding functional leaders accountable to designing, implementing, and monitoring effective quality and Compliance Controls.

More Uses of the Compliance Controls Toolkit:

  • Ensure you orchestrate; lead the ability of evaluation, design and implementation of system/role/user/Process Compliance Controls and documentation.

  • Adhere to established operating, risk, and Compliance Controls and Standard Operating Procedures.

  • Provide robust assurance of the operational effectiveness of your Compliance Controls.

  • Manage work with system analysts, software designers and programmers to evaluate, design and implement Compliance Controls as applicable.

  • Ensure service is delivered in line with agreed upon targets; Compliance Controls, procedures, quality audits, Service Level Agreements (SLAs) and Key Performance Indicators (KPIs).

  • Ensure you endeavor; recommend corrective and preventative actions for any identified weaknesses in Compliance Controls or systems and suggest changes to reduce safety risks.

  • Govern: web filtering and Compliance Controls.

  • Ensure you integrate; spearhead identifies opportunities for strengthening Compliance Controls proactively.

  • Facilitate automation for procedural Compliance Controls.

  • Govern: implement and manage a vendor Risk Management program; review third party vendor contracts to ensure appropriate Security And Compliance Controls are in place and functioning effectively.

  • Confirm your operation performs defined audIT Procedures to perform testing of Sarbanes Oxley (SOX) Compliance Controls.

  • Establish automated queries and dashboards to build Compliance Controls to scale.

  • Systematize: research, identify, design, and develop new Information security or Compliance Controls for clients.

  • Validate the environment meets all applicable Security And Compliance Controls.

  • Head: implement a testing and monitoring program to determine the adequacy and effectiveness of Compliance Controls and develop periodic reporting on the test results.

  • Ensure you relay; Build Automation for procedural and technical Compliance Controls.

  • Perform business and Technical Analysis to identify and document appropriate Compliance Controls on new projects.

  • Drive efficiency in the compliance process through automation and rationalizing configuration / code based Compliance Controls over manual process and controls.

  • Arrange that your project supports assessments of the effectiveness of Compliance Controls.

  • Head: review Policies and Procedures to ensure solid Compliance Controls.

  • Create and manage processes for monitoring Cybersecurity strategies, policies, Compliance Controls and programs to meet Business Needs.

  • Confirm you realize; understand and ensure that all Cloud Platform solutions follow Security And Compliance Controls.


Save time, empower your teams and effectively upgrade your processes with access to this practical Compliance Controls Toolkit and guide. Address common challenges with best-practice templates, step-by-step Work Plans and maturity diagnostics for any Compliance Controls related project.

Download the Toolkit and in Three Steps you will be guided from idea to implementation results.

The Toolkit contains the following practical and powerful enablers with new and updated Compliance Controls specific requirements:

STEP 1: Get your bearings

Start with...

  • The latest quick edition of the Compliance Controls Self Assessment book in PDF containing 49 requirements to perform a quickscan, get an overview and share with stakeholders.

Organized in a Data Driven improvement cycle RDMAICS (Recognize, Define, Measure, Analyze, Improve, Control and Sustain), check the…

  • Example pre-filled Self-Assessment Excel Dashboard to get familiar with results generation

Then find your goals...

STEP 2: Set concrete goals, tasks, dates and numbers you can track

Featuring 999 new and updated case-based questions, organized into seven core areas of Process Design, this Self-Assessment will help you identify areas in which Compliance Controls improvements can be made.

Examples; 10 of the 999 standard requirements:

  1. Are the measurements objective?

  2. Are you maintaining a past-present-future perspective throughout the Compliance Controls discussion?

  3. How do customers see your organization?

  4. What is the oversight process?

  5. How much does it cost?

  6. Is there an opportunity to verify requirements?

  7. How are costs allocated?

  8. Do you have enough freaky customers in your portfolio pushing you to the limit day in and day out?

  9. Are task requirements clearly defined?

  10. How will measures be used to manage and adapt?

Complete the self assessment, on your own or with a team in a workshop setting. Use the workbook together with the self assessment requirements spreadsheet:

  • The workbook is the latest in-depth complete edition of the Compliance Controls book in PDF containing 994 requirements, which criteria correspond to the criteria in...

Your Compliance Controls self-assessment dashboard which gives you your dynamically prioritized projects-ready tool and shows your organization exactly what to do next:

  • The Self-Assessment Excel Dashboard; with the Compliance Controls Self-Assessment and Scorecard you will develop a clear picture of which Compliance Controls areas need attention, which requirements you should focus on and who will be responsible for them:

    • Shows your organization instant insight in areas for improvement: Auto generates reports, radar chart for maturity assessment, insights per process and participant and bespoke, ready to use, RACI Matrix
    • Gives you a professional Dashboard to guide and perform a thorough Compliance Controls Self-Assessment
    • Is secure: Ensures offline Data Protection of your Self-Assessment results
    • Dynamically prioritized projects-ready RACI Matrix shows your organization exactly what to do next:


STEP 3: Implement, Track, follow up and revise strategy

The outcomes of STEP 2, the self assessment, are the inputs for STEP 3; Start and manage Compliance Controls projects with the 62 implementation resources:

  • 62 step-by-step Compliance Controls Project Management Form Templates covering over 1500 Compliance Controls project requirements and success criteria:

Examples; 10 of the check box criteria:

  1. Cost Management Plan: Eac -estimate at completion, what is the total job expected to cost?

  2. Activity Cost Estimates: In which phase of the Acquisition Process cycle does source qualifications reside?

  3. Project Scope Statement: Will all Compliance Controls project issues be unconditionally tracked through the Issue Resolution process?

  4. Closing Process Group: Did the Compliance Controls Project Team have enough people to execute the Compliance Controls Project Plan?

  5. Source Selection Criteria: What are the guidelines regarding award without considerations?

  6. Scope Management Plan: Are Corrective Actions taken when actual results are substantially different from detailed Compliance Controls Project Plan (variances)?

  7. Initiating Process Group: During which stage of Risk planning are risks prioritized based on probability and impact?

  8. Cost Management Plan: Is your organization certified as a supplier, wholesaler, regular dealer, or manufacturer of corresponding products/supplies?

  9. Procurement Audit: Was a formal review of tenders received undertaken?

  10. Activity Cost Estimates: What procedures are put in place regarding bidding and cost comparisons, if any?

Step-by-step and complete Compliance Controls Project Management Forms and Templates including check box criteria and templates.

1.0 Initiating Process Group:

2.0 Planning Process Group:

3.0 Executing Process Group:

  • 3.1 Team Member Status Report
  • 3.2 Change Request
  • 3.3 Change Log
  • 3.4 Decision Log
  • 3.5 Quality Audit
  • 3.6 Team Directory
  • 3.7 Team Operating Agreement
  • 3.8 Team Performance Assessment
  • 3.9 Team Member Performance Assessment
  • 3.10 Issue Log

4.0 Monitoring and Controlling Process Group:

  • 4.1 Compliance Controls project Performance Report
  • 4.2 Variance Analysis
  • 4.3 Earned Value Status
  • 4.4 Risk Audit
  • 4.5 Contractor Status Report
  • 4.6 Formal Acceptance

5.0 Closing Process Group:

  • 5.1 Procurement Audit
  • 5.2 Contract Close-Out
  • 5.3 Compliance Controls project or Phase Close-Out
  • 5.4 Lessons Learned



With this Three Step process you will have all the tools you need for any Compliance Controls project with this in-depth Compliance Controls Toolkit.

In using the Toolkit you will be better able to:

  • Diagnose Compliance Controls projects, initiatives, organizations, businesses and processes using accepted diagnostic standards and practices
  • Implement evidence-based Best Practice strategies aligned with overall goals
  • Integrate recent advances in Compliance Controls and put Process Design strategies into practice according to Best Practice guidelines

Defining, designing, creating, and implementing a process to solve a business challenge or meet a business objective is the most valuable role; In EVERY company, organization and department.

Unless you are talking a one-time, single-use project within a business, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions. Someone capable of asking the right questions and step back and say, 'What are we really trying to accomplish here? And is there a different way to look at it?'

This Toolkit empowers people to do just that - whether their title is entrepreneur, manager, consultant, (Vice-)President, CxO etc... - they are the people who rule the future. They are the person who asks the right questions to make Compliance Controls investments work better.

This Compliance Controls All-Inclusive Toolkit enables You to be that person.


Includes lifetime updates

Every self assessment comes with Lifetime Updates and Lifetime Free Updated Books. Lifetime Updates is an industry-first feature which allows you to receive verified self assessment updates, ensuring you always have the most accurate information at your fingertips.