Save time, empower your teams and effectively upgrade your processes with access to this practical Regulatory and Compliance Transformation Toolkit and guide. Address common challenges with best-practice templates, step-by-step work plans and maturity diagnostics for any Regulatory and Compliance Transformation related project.
Download the Toolkit and in Three Steps you will be guided from idea to implementation results.
The Toolkit contains the following practical and powerful enablers with new and updated Regulatory and Compliance Transformation specific requirements:
STEP 1: Get your bearings
Start with...
- The latest quick edition of the Regulatory and Compliance Transformation Self Assessment book in PDF containing 49 requirements to perform a quickscan, get an overview and share with stakeholders.
Organized in a data driven improvement cycle RDMAICS (Recognize, Define, Measure, Analyze, Improve, Control and Sustain), check the…
- Example pre-filled Self-Assessment Excel Dashboard to get familiar with results generation
Then find your goals...
STEP 2: Set concrete goals, tasks, dates and numbers you can track
Featuring 993 new and updated case-based questions, organized into seven core areas of process design, this Self-Assessment will help you identify areas in which Regulatory and Compliance Transformation improvements can be made.
Examples; 10 of the 993 standard requirements:
- Does training ai models using open source code constitute infringement or, even if the use is licensed, does doing so require compliance with conditions or restrictions of the open source licenses?
- Do the legal frameworks, policies, and governance structures and processes within which the project operates pose risks that may jeopardize the sustainability of project benefits?
- Are policies and procedures for security incident management, ediscovery, and cloud forensics established, documented, approved, communicated, applied, evaluated, and maintained?
- Are the policies and procedures for defining allowances and conditions for the acceptable use of organizationally owned or managed assets reviewed and updated at least annually?
- Are policies and procedures for the relocation or transfer of hardware, software, or data/information to an offsite or alternate location reviewed and updated at least annually?
- Are there any project outputs or higher level results that are likely to have adverse environmental impacts, which, in turn, might affect the sustainability of project benefits?
- Is business critical equipment supplemented with redundant equipment independently located at a reasonable minimum distance in accordance with applicable industry standards?
- Is there a process for conducting internal assessments at least annually to confirm the conformance and effectiveness of standards, policies, procedures, and SLA activities?
- Are business continuity management and operational resilience policies and procedures established, documented, approved, communicated, applied, evaluated, and maintained?
- Are reviews and revalidation of user access for least privilege and separation of duties completed with a frequency commensurate with organizational risk tolerance?
Complete the self assessment, on your own or with a team in a workshop setting. Use the workbook together with the self assessment requirements spreadsheet:
- The workbook is the latest in-depth complete edition of the Regulatory and Compliance Transformation book in PDF containing 993 requirements, which criteria correspond to the criteria in...
Your Regulatory and Compliance Transformation self-assessment dashboard which gives you your dynamically prioritized projects-ready tool and shows your organization exactly what to do next:
- The Self-Assessment Excel Dashboard; with the Regulatory and Compliance Transformation Self-Assessment and Scorecard you will develop a clear picture of which Regulatory and Compliance Transformation areas need attention, which requirements you should focus on and who will be responsible for them:
- Shows your organization instant insight in areas for improvement: Auto generates reports, radar chart for maturity assessment, insights per process and participant and bespoke, ready to use, RACI Matrix
- Gives you a professional Dashboard to guide and perform a thorough Regulatory and Compliance Transformation Self-Assessment
- Is secure: Ensures offline data protection of your Self-Assessment results
- Dynamically prioritized projects-ready RACI Matrix shows your organization exactly what to do next:
STEP 3: Implement, Track, follow up and revise strategy
The outcomes of STEP 2, the self assessment, are the inputs for STEP 3; Start and manage Regulatory and Compliance Transformation projects with the 62 implementation resources:
- 62 step-by-step Regulatory and Compliance Transformation Project Management Form Templates covering over 1500 Regulatory and Compliance Transformation project requirements and success criteria:
Examples; 10 of the check box criteria:
- Project Scope Statement: Is the plan for your organization of the Regulatory and Compliance Transformation project resources adequate?
- Executing Process Group: Do Regulatory and Compliance Transformation project managers understand your organizational context for Regulatory and Compliance Transformation projects?
- Procurement Management Plan: Has your organization readiness assessment been conducted?
- Responsibility Assignment Matrix: Do you need to convince people that its well worth the time and effort?
- Procurement Management Plan: Are internal Regulatory and Compliance Transformation project status meetings held at reasonable intervals?
- Stakeholder Management Plan: Are vendor invoices audited for accuracy before payment?
- Procurement Audit: Were all interested operators allowed the opportunity to participate?
- WBS Dictionary: Are time-phased budgets established for planning and control of level of effort activity by category of resource; for example, type of manpower and/or material?
- Responsibility Assignment Matrix: Wbs elements contractually specified for reporting of status (lowest level only)?
- Requirements Management Plan: How will bidders price evaluations be done, by deliverables, phases, or in a big bang?
Step-by-step and complete Regulatory and Compliance Transformation Project Management Forms and Templates including check box criteria and templates.
1.0 Initiating Process Group:
- 1.1 Regulatory and Compliance Transformation project Charter
- 1.2 Stakeholder Register
- 1.3 Stakeholder Analysis Matrix
2.0 Planning Process Group:
- 2.1 Regulatory and Compliance Transformation project Management Plan
- 2.2 Scope Management Plan
- 2.3 Requirements Management Plan
- 2.4 Requirements Documentation
- 2.5 Requirements Traceability Matrix
- 2.6 Regulatory and Compliance Transformation project Scope Statement
- 2.7 Assumption and Constraint Log
- 2.8 Work Breakdown Structure
- 2.9 WBS Dictionary
- 2.10 Schedule Management Plan
- 2.11 Activity List
- 2.12 Activity Attributes
- 2.13 Milestone List
- 2.14 Network Diagram
- 2.15 Activity Resource Requirements
- 2.16 Resource Breakdown Structure
- 2.17 Activity Duration Estimates
- 2.18 Duration Estimating Worksheet
- 2.19 Regulatory and Compliance Transformation project Schedule
- 2.20 Cost Management Plan
- 2.21 Activity Cost Estimates
- 2.22 Cost Estimating Worksheet
- 2.23 Cost Baseline
- 2.24 Quality Management Plan
- 2.25 Quality Metrics
- 2.26 Process Improvement Plan
- 2.27 Responsibility Assignment Matrix
- 2.28 Roles and Responsibilities
- 2.29 Human Resource Management Plan
- 2.30 Communications Management Plan
- 2.31 Risk Management Plan
- 2.32 Risk Register
- 2.33 Probability and Impact Assessment
- 2.34 Probability and Impact Matrix
- 2.35 Risk Data Sheet
- 2.36 Procurement Management Plan
- 2.37 Source Selection Criteria
- 2.38 Stakeholder Management Plan
- 2.39 Change Management Plan
3.0 Executing Process Group:
- 3.1 Team Member Status Report
- 3.2 Change Request
- 3.3 Change Log
- 3.4 Decision Log
- 3.5 Quality Audit
- 3.6 Team Directory
- 3.7 Team Operating Agreement
- 3.8 Team Performance Assessment
- 3.9 Team Member Performance Assessment
- 3.10 Issue Log
4.0 Monitoring and Controlling Process Group:
- 4.1 Regulatory and Compliance Transformation project Performance Report
- 4.2 Variance Analysis
- 4.3 Earned Value Status
- 4.4 Risk Audit
- 4.5 Contractor Status Report
- 4.6 Formal Acceptance
5.0 Closing Process Group:
- 5.1 Procurement Audit
- 5.2 Contract Close-Out
- 5.3 Regulatory and Compliance Transformation project or Phase Close-Out
- 5.4 Lessons Learned
Results
With this Three Step process you will have all the tools you need for any Regulatory and Compliance Transformation project with this in-depth Regulatory and Compliance Transformation Toolkit.
In using the Toolkit you will be better able to:
- Diagnose Regulatory and Compliance Transformation projects, initiatives, organizations, businesses and processes using accepted diagnostic standards and practices
- Implement evidence-based best practice strategies aligned with overall goals
- Integrate recent advances in Regulatory and Compliance Transformation and put process design strategies into practice according to best practice guidelines
Defining, designing, creating, and implementing a process to solve a business challenge or meet a business objective is the most valuable role; In EVERY company, organization and department.
Unless you are talking a one-time, single-use project within a business, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions. Someone capable of asking the right questions and step back and say, 'What are we really trying to accomplish here? And is there a different way to look at it?'
This Toolkit empowers people to do just that - whether their title is entrepreneur, manager, consultant, (Vice-)President, CxO etc... - they are the people who rule the future. They are the person who asks the right questions to make Regulatory and Compliance Transformation investments work better.
This Regulatory and Compliance Transformation All-Inclusive Toolkit enables You to be that person.
Includes lifetime updates
Every self assessment comes with Lifetime Updates and Lifetime Free Updated Books. Lifetime Updates is an industry-first feature which allows you to receive verified self assessment updates, ensuring you always have the most accurate information at your fingertips.
