Design and prototype Application Programming Interface (API) specifications to support provisioning of Cloud Infrastructure and services, automate Controls and Compliance, and support a more consistent, predictable, and secure delivery of Cloud Platform Services.



More Uses of the Controls and Compliance Toolkit:




• Ensure your group performs and oversees defined audIT Procedures to test Internal Controls and Compliance with organization policies, procedures, standards and guidelines.
  
  

• Redesign assess the effectiveness of the IT Controls and Compliance with regulations, applicable laws, and your organizations Policies and Procedures.
  
  

• Establish that your operation complies; Controls and Compliance Management.
  
  

• Manage: review clients IT Processes, risk, Controls and Compliance against leading practice, industry, or client frameworks, identify gaps in design and execution, and communicate issues and recommendations to engagement leads and client Project Management.
  
  

• Govern: act as a liaison between thE Business Process Owners, system End Users and Information Technology resources on all things related to IT Governance, risk/Controls and Compliance, turning Business Requirements into Functional Requirements.
  
  

• Collaborate with IT control owners to ensure timely completion of period Controls and Compliance.
  
  

• Warrant that your organization oversees the development of Policies and Procedures to Reduce Risk, strengthen Internal Controls and Compliance to Information security standards, and improve quality.
  
  

• Maintain accurate Change Management documentation to satisfy your organizations internal/External Audit Controls and Compliance practices.
  
  

• Direct: Risk Management, Controls and Compliance, Audit Management.
  
  

• Lead IT Controls and Compliance External Audits and lead support of IT audits.
  
  

• Initiate: Internal Controls and Compliance.
  
  

• Ensure you collaborate; lead process Monthly Reports for SOX Controls and Compliance.
  
  

• Orchestrate: adherence to Controls and Compliance Standards.
  
  

• Confirm your venture ensures that existing systems maintain proper Security Controls and Compliance with architecture policy and that system upgrades on new developments account for Security Requirements and costs.
  
  

• Head: risk/Issue Management expertise supporting organization first line Controls and Compliance Testing.
  
  

• Evaluate the adequacy of Internal Controls and Compliance with organization Policies and Procedures.
  
  

• Govern: financial Controls and Compliance.
  
  

• Make sure that your organization fosters ethical and compliant behavior and provides the basis for ensuring adequate Internal Controls and Compliance with all applicable laws and Regulatory Requirements.
  
  

• Ensure your operation considers risk, Internal Controls and Compliance as part of day to day accountabilities and adheres to Policies and Procedures.
  
  

• Prepare periodic reports on the status of Internal Controls and Compliance Programs.
  
  

• Support technology key Controls and Compliance with Regulatory Requirements.
  
  

• Be accountable for developing education materials and delivering training to increase the understanding across your organization of effective Controls and Compliance.
  
  

• Maintain proper Change Management documentation to satisfy your organizations internal/External Audit Controls and Compliance practices.
  
  




 



Save time, empower your teams and effectively upgrade your processes with access to this practical Controls and Compliance Toolkit and guide. Address common challenges with best-practice templates, step-by-step Work Plans and maturity diagnostics for any Controls and Compliance related project.



Download the Toolkit and in Three Steps you will be guided from idea to implementation results.



The Toolkit contains the following practical and powerful enablers with new and updated Controls and Compliance specific requirements:



STEP 1: Get your bearings



Start with...




• The latest quick edition of the Controls and Compliance Self Assessment book in PDF containing 49 requirements to perform a quickscan, get an overview and share with stakeholders.




Organized in a Data Driven improvement cycle RDMAICS (Recognize, Define, Measure, Analyze, Improve, Control and Sustain), check the…




• Example pre-filled Self-Assessment Excel Dashboard to get familiar with results generation




Then find your goals...



STEP 2: Set concrete goals, tasks, dates and numbers you can track



Featuring 999 new and updated case-based questions, organized into seven core areas of Process Design, this Self-Assessment will help you identify areas in which Controls and Compliance improvements can be made.



Examples; 10 of the 999 standard requirements:




1. How does your organization define, manage, and improve its Controls and Compliance processes?
   
   

2. What causes extra work or rework?
   
   

3. What is the Controls and Compliance problem definition? What do you need to resolve?
   
   

4. What causes mismanagement?
   
   

5. Are indirect costs charged to the Controls and Compliance program?
   
   

6. How do you improve Controls and Compliance service perception, and satisfaction?
   
   

7. Will the controls trigger any other risks?
   
   

8. In what way can you redefine the criteria of choice clients have in your category in your favor?
   
   

9. How much does it cost?
   
   

10. The approach of traditional Controls and Compliance works for detail complexity but is focused on a systematic approach rather than an understanding of the nature of systems themselves, what approach will permit your organization to deal with the kind of unpredictable emergent behaviors that dynamic complexity can introduce?
    
    




Complete the self assessment, on your own or with a team in a workshop setting. Use the workbook together with the self assessment requirements spreadsheet:




• The workbook is the latest in-depth complete edition of the Controls and Compliance book in PDF containing 994 requirements, which criteria correspond to the criteria in...




Your Controls and Compliance self-assessment dashboard which gives you your dynamically prioritized projects-ready tool and shows your organization exactly what to do next:




• The Self-Assessment Excel Dashboard; with the Controls and Compliance Self-Assessment and Scorecard you will develop a clear picture of which Controls and Compliance areas need attention, which requirements you should focus on and who will be responsible for them:
  
  


• Shows your organization instant insight in areas for improvement: Auto generates reports, radar chart for maturity assessment, insights per process and participant and bespoke, ready to use, RACI Matrix

• Gives you a professional Dashboard to guide and perform a thorough Controls and Compliance Self-Assessment

• Is secure: Ensures offline Data Protection of your Self-Assessment results

• Dynamically prioritized projects-ready RACI Matrix shows your organization exactly what to do next:





 



STEP 3: Implement, Track, follow up and revise strategy



The outcomes of STEP 2, the self assessment, are the inputs for STEP 3; Start and manage Controls and Compliance Projects with the 62 implementation resources:




• 62 step-by-step Controls and Compliance Project Management Form Templates covering over 1500 Controls and Compliance project requirements and success criteria:




Examples; 10 of the check box criteria:




1. Cost Management Plan: Eac -estimate at completion, what is the total job expected to cost?
   
   

2. Activity Cost Estimates: In which phase of the Acquisition Process cycle does source qualifications reside?
   
   

3. Project Scope Statement: Will all Controls and Compliance project issues be unconditionally tracked through the Issue Resolution process?
   
   

4. Closing Process Group: Did the Controls and Compliance Project Team have enough people to execute the Controls and Compliance Project Plan?
   
   

5. Source Selection Criteria: What are the guidelines regarding award without considerations?
   
   

6. Scope Management Plan: Are Corrective Actions taken when actual results are substantially different from detailed Controls and Compliance Project Plan (variances)?
   
   

7. Initiating Process Group: During which stage of Risk planning are risks prioritized based on probability and impact?
   
   

8. Cost Management Plan: Is your organization certified as a supplier, wholesaler, regular dealer, or manufacturer of corresponding products/supplies?
   
   

9. Procurement Audit: Was a formal review of tenders received undertaken?
   
   

10. Activity Cost Estimates: What procedures are put in place regarding bidding and cost comparisons, if any?




 
Step-by-step and complete Controls and Compliance Project Management Forms and Templates including check box criteria and templates.



1.0 Initiating Process Group:




• 1.1 Controls and Compliance project Charter

• 1.2 Stakeholder Register

• 1.3 Stakeholder Analysis Matrix




2.0 Planning Process Group:




• 2.1 Controls and Compliance Project Management Plan

• 2.2 Scope Management Plan

• 2.3 Requirements Management Plan

• 2.4 Requirements Documentation

• 2.5 Requirements Traceability Matrix

• 2.6 Controls and Compliance Project Scope Statement

• 2.7 Assumption and Constraint Log

• 2.8 Work Breakdown Structure

• 2.9 WBS Dictionary

• 2.10 Schedule Management Plan

• 2.11 Activity List

• 2.12 Activity Attributes

• 2.13 Milestone List

• 2.14 Network Diagram

• 2.15 Activity Resource Requirements

• 2.16 Resource Breakdown Structure

• 2.17 Activity Duration Estimates

• 2.18 Duration Estimating Worksheet

• 2.19 Controls and Compliance project Schedule

• 2.20 Cost Management Plan

• 2.21 Activity Cost Estimates

• 2.22 Cost Estimating Worksheet

• 2.23 Cost Baseline

• 2.24 Quality Management Plan

• 2.25 Quality Metrics

• 2.26 Process Improvement Plan

• 2.27 Responsibility Assignment Matrix

• 2.28 Roles and Responsibilities

• 2.29 Human Resource Management Plan

• 2.30 Communications Management Plan

• 2.31 Risk Management Plan

• 2.32 Risk Register

• 2.33 Probability and Impact Assessment

• 2.34 Probability and Impact Matrix

• 2.35 Risk Data Sheet

• 2.36 Procurement Management Plan

• 2.37 Source Selection Criteria

• 2.38 Stakeholder Management Plan

• 2.39 Change Management Plan




3.0 Executing Process Group:




• 3.1 Team Member Status Report

• 3.2 Change Request

• 3.3 Change Log

• 3.4 Decision Log

• 3.5 Quality Audit

• 3.6 Team Directory

• 3.7 Team Operating Agreement

• 3.8 Team Performance Assessment

• 3.9 Team Member Performance Assessment

• 3.10 Issue Log




4.0 Monitoring and Controlling Process Group:




• 4.1 Controls and Compliance project Performance Report

• 4.2 Variance Analysis

• 4.3 Earned Value Status

• 4.4 Risk Audit

• 4.5 Contractor Status Report

• 4.6 Formal Acceptance




5.0 Closing Process Group:




• 5.1 Procurement Audit

• 5.2 Contract Close-Out

• 5.3 Controls and Compliance project or Phase Close-Out

• 5.4 Lessons Learned




 



Results



With this Three Step process you will have all the tools you need for any Controls and Compliance project with this in-depth Controls and Compliance Toolkit.



In using the Toolkit you will be better able to:




• Diagnose Controls and Compliance Projects, initiatives, organizations, businesses and processes using accepted diagnostic standards and practices

• Implement evidence-based Best Practice strategies aligned with overall goals

• Integrate recent advances in Controls and Compliance and put Process Design strategies into practice according to Best Practice guidelines




Defining, designing, creating, and implementing a process to solve a business challenge or meet a business objective is the most valuable role; In EVERY company, organization and department.



Unless you are talking a one-time, single-use project within a business, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions. Someone capable of asking the right questions and step back and say, 'What are we really trying to accomplish here? And is there a different way to look at it?'



This Toolkit empowers people to do just that - whether their title is entrepreneur, manager, consultant, (Vice-)President, CxO etc... - they are the people who rule the future. They are the person who asks the right questions to make Controls and Compliance investments work better.



This Controls and Compliance All-Inclusive Toolkit enables You to be that person.



 



Includes lifetime updates



Every self assessment comes with Lifetime Updates and Lifetime Free Updated Books. Lifetime Updates is an industry-first feature which allows you to receive verified self assessment updates, ensuring you always have the most accurate information at your fingertips.