Risk Based Auditing Toolkit

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Standardize Risk-based Auditing: actively involved in aspects of technology transfer and Scale Up of oligonucleotide Manufacturing Processes delivered from manufacturing Technical Services into manufacturing.

More Uses of the Risk-based Auditing Toolkit:

  • Take responsibility for simple and Effective Communication plans across all programs through the development lifecycle.

  • Range of Cyber and It Security principles, concepts, practices and products to protect and methods for evaluating risk and vulnerabilities, communicating mitigation improvement, and disseminating Cyber/It Security tools and procedures.

  • Control Risk-based Auditing: test creation of mitigation strategies and follow up with stakeholders to ensure risk levels are documented at the appropriate levels and follow through with report writing as appropriate.

  • Ensure your organization coordinates with other managers and associates to identify critical Success Factors, develop measurement systems, and implement continuous Process Improvement methodologies.

  • Develop QMS relevant processes, improvement plans and lead efforts to Reduce Risk through evaluation of internal and external feedback.

  • Identify, analyze, and manage risk through product life cycle with use of FMECA and other Risk Management tools.

  • Control Risk-based Auditing: own the entire IT Audit process inclusive of audits to evaluate the effectiveness of Risk Management, Internal Controls, and governance processes.

  • Ensure you formulate; served as a provider or market practice in the areas of Portfolio management, trading, investment operations, investment accounting, Risk Management, or Data Warehousing.

  • Support the development of methodologies that extends knowledge in the CyberSecurity and Risk Management areas to be used as the basis of newly developed concepts, theories, and procedures.

  • Establish practical business standards to Reduce Risk or to adhere to pre defined acceptable organization legal risk factors.

  • Maintains accurate internal financial records for existing tenants in order to appropriately assess the financial risk of individual tenants.

  • Confirm your organization complies; implements new risk policies, practices, appetites and solutions to ensure holistic understanding and management of risks according to industry best practice.

  • Confirm your strategy complies; monitors the performance of the Compliance Program and related activities on a continuing basis, taking appropriate steps to improve its effectiveness.

  • Confirm your organization oversees the development and implementation of Information Risk Management architecture/designs, plans, controls, processes, standards, Policies and Procedures to ensure alignment with risk standards and overall risk strategy.

  • Analyze impact on, and risk to, essential business functions or Information Systems to identify acceptable recovery time periods and Resource Requirements.

  • Determine risk from vulnerabilities based on availability of exploit and potential loss of information and IT services capabilities.

  • Perform Risk Analysis and create mitigation strategies for continuous evaluation and validation or System Design and architecture.

  • Develop System Documentation and Standard Work instruction for the operations team thus minimizing the risk of downtime caused by human error from the maintenance and operations team.

  • Assure your operation identifies and implements tools, methods, and indicators to support and measure compliance with policies and progress against objectives of the Risk Management system.

  • Collaborate with members of your engineering team during the design phase of new Product Development to understanding specific systems requirements and provide guidance related to Cybersecurity best practices.

  • Be certain that your organization studies system configurations for effective high availability operations, recommending architectures and implementations that provide sufficient automatic redundancy and capacity to avoid service outages due to single, and as risk requires, multiple points of failure.

  • Ensure your organization leads quality, safety, Risk Management and Process Excellence initiatives in your organization and work actively with all areas to achieve excellence in Service Delivery and business practices.

  • General knowledge in Information security/cybersecurity, Risk Management, end point and server technologies, Network Management/architecture, Intrusion Detection And Prevention Systems, Vulnerability Management, Patch Management systems, and Data Center operations and management.

  • Govern Risk-based Auditing: partner with and work with the Data Privacy lead to enable consistent, effective practices to minimize risk and ensure confidentiality and legal standards for privacy and Data Protection.

  • Confirm your operation complies; designs and ensures delivery of ongoing training and education and risk awareness programs on model Risk Management and governance and best practices and general standards for End User development.

  • Lead Risk-based Auditing: design, map, configure, and implement security solutions for various commercial Information security tools aligning with Business Requirements appropriate per accepted risk level.

  • Confirm your organization complies; directs risk evaluation and Compliance Management processes to ensure your organization meets all legal and contractual obligations that relate to Information Technologies.

  • Assure your organization provides insight on risk, issues, requirements, design, and/or solution to be able to effectively manage project and associated dependencies.

  • Be accountable for ensuring up to date Market Research and analysis is being completed to identify business opportunities and risks and ensure the realization of opportunities and Risk Mitigation through ownership of the commercial Category Management process.

  • Initiate Risk-based Auditing: review engineering change orders on critical to safety parts to assess the level of risk and ensure that appropriate validation is completed prior to releasing the change.

  • Standardize Risk-based Auditing: project and task time are built into the syllabus based on availability and priority need.

  • Identify Risk-based Auditing: in collaboration with Business Process owners, manage, implement, document, and update the Internal Control framework for key organization business and financial processes in accordance with internal auditing and government mandated standards.

  • Take Strategic Direction from management and lead Strategic Planning activities throughout the lifetime of the project.


Save time, empower your teams and effectively upgrade your processes with access to this practical Risk Based Auditing Toolkit and guide. Address common challenges with best-practice templates, step-by-step Work Plans and maturity diagnostics for any Risk Based Auditing related project.

Download the Toolkit and in Three Steps you will be guided from idea to implementation results.

The Toolkit contains the following practical and powerful enablers with new and updated Risk Based Auditing specific requirements:

STEP 1: Get your bearings

Start with...

  • The latest quick edition of the Risk Based Auditing Self Assessment book in PDF containing 49 requirements to perform a quickscan, get an overview and share with stakeholders.

Organized in a Data Driven improvement cycle RDMAICS (Recognize, Define, Measure, Analyze, Improve, Control and Sustain), check the…

  • Example pre-filled Self-Assessment Excel Dashboard to get familiar with results generation

Then find your goals...

STEP 2: Set concrete goals, tasks, dates and numbers you can track

Featuring 999 new and updated case-based questions, organized into seven core areas of Process Design, this Self-Assessment will help you identify areas in which Risk Based Auditing improvements can be made.

Examples; 10 of the 999 standard requirements:

  1. Is the final output clearly identified?

  2. What is the root cause(s) of the problem?

  3. Is there a Risk Based Auditing Communication plan covering who needs to get what information when?

  4. What Internal Processes need improvement?

  5. Are problem definition and motivation clearly presented?

  6. How do you reduce costs?

  7. How is Risk Based Auditing project cost planned, managed, monitored?

  8. How can you improve Risk Based Auditing?

  9. Which individuals, teams or departments will be involved in Risk Based Auditing?

  10. How are you doing compared to your industry?

Complete the self assessment, on your own or with a team in a workshop setting. Use the workbook together with the self assessment requirements spreadsheet:

  • The workbook is the latest in-depth complete edition of the Risk Based Auditing book in PDF containing 994 requirements, which criteria correspond to the criteria in...

Your Risk Based Auditing self-assessment dashboard which gives you your dynamically prioritized projects-ready tool and shows your organization exactly what to do next:

  • The Self-Assessment Excel Dashboard; with the Risk Based Auditing Self-Assessment and Scorecard you will develop a clear picture of which Risk Based Auditing areas need attention, which requirements you should focus on and who will be responsible for them:

    • Shows your organization instant insight in areas for improvement: Auto generates reports, radar chart for maturity assessment, insights per process and participant and bespoke, ready to use, RACI Matrix
    • Gives you a professional Dashboard to guide and perform a thorough Risk Based Auditing Self-Assessment
    • Is secure: Ensures offline Data Protection of your Self-Assessment results
    • Dynamically prioritized projects-ready RACI Matrix shows your organization exactly what to do next:


STEP 3: Implement, Track, follow up and revise strategy

The outcomes of STEP 2, the self assessment, are the inputs for STEP 3; Start and manage Risk Based Auditing projects with the 62 implementation resources:

  • 62 step-by-step Risk Based Auditing Project Management Form Templates covering over 1500 Risk Based Auditing project requirements and success criteria:

Examples; 10 of the check box criteria:

  1. Cost Management Plan: Eac -estimate at completion, what is the total job expected to cost?

  2. Activity Cost Estimates: In which phase of the Acquisition Process cycle does source qualifications reside?

  3. Project Scope Statement: Will all Risk Based Auditing project issues be unconditionally tracked through the Issue Resolution process?

  4. Closing Process Group: Did the Risk Based Auditing project team have enough people to execute the Risk Based Auditing project plan?

  5. Source Selection Criteria: What are the guidelines regarding award without considerations?

  6. Scope Management Plan: Are Corrective Actions taken when actual results are substantially different from detailed Risk Based Auditing project plan (variances)?

  7. Initiating Process Group: During which stage of Risk planning are risks prioritized based on probability and impact?

  8. Cost Management Plan: Is your organization certified as a supplier, wholesaler, regular dealer, or manufacturer of corresponding products/supplies?

  9. Procurement Audit: Was a formal review of tenders received undertaken?

  10. Activity Cost Estimates: What procedures are put in place regarding bidding and cost comparisons, if any?

Step-by-step and complete Risk Based Auditing Project Management Forms and Templates including check box criteria and templates.

1.0 Initiating Process Group:

2.0 Planning Process Group:

  • 2.1 Risk Based Auditing Project Management Plan
  • 2.2 Scope Management Plan
  • 2.3 Requirements Management Plan
  • 2.4 Requirements Documentation
  • 2.5 Requirements Traceability Matrix
  • 2.6 Risk Based Auditing project Scope Statement
  • 2.7 Assumption and Constraint Log
  • 2.8 Work Breakdown Structure
  • 2.9 WBS Dictionary
  • 2.10 Schedule Management Plan
  • 2.11 Activity List
  • 2.12 Activity Attributes
  • 2.13 Milestone List
  • 2.14 Network Diagram
  • 2.15 Activity Resource Requirements
  • 2.16 Resource Breakdown Structure
  • 2.17 Activity Duration Estimates
  • 2.18 Duration Estimating Worksheet
  • 2.19 Risk Based Auditing project Schedule
  • 2.20 Cost Management Plan
  • 2.21 Activity Cost Estimates
  • 2.22 Cost Estimating Worksheet
  • 2.23 Cost Baseline
  • 2.24 Quality Management Plan
  • 2.25 Quality Metrics
  • 2.26 Process Improvement Plan
  • 2.27 Responsibility Assignment Matrix
  • 2.28 Roles and Responsibilities
  • 2.29 Human Resource Management Plan
  • 2.30 Communications Management Plan
  • 2.31 Risk Management Plan
  • 2.32 Risk Register
  • 2.33 Probability and Impact Assessment
  • 2.34 Probability and Impact Matrix
  • 2.35 Risk Data Sheet
  • 2.36 Procurement Management Plan
  • 2.37 Source Selection Criteria
  • 2.38 Stakeholder Management Plan
  • 2.39 Change Management Plan

3.0 Executing Process Group:

  • 3.1 Team Member Status Report
  • 3.2 Change Request
  • 3.3 Change Log
  • 3.4 Decision Log
  • 3.5 Quality Audit
  • 3.6 Team Directory
  • 3.7 Team Operating Agreement
  • 3.8 Team Performance Assessment
  • 3.9 Team Member Performance Assessment
  • 3.10 Issue Log

4.0 Monitoring and Controlling Process Group:

  • 4.1 Risk Based Auditing project Performance Report
  • 4.2 Variance Analysis
  • 4.3 Earned Value Status
  • 4.4 Risk Audit
  • 4.5 Contractor Status Report
  • 4.6 Formal Acceptance

5.0 Closing Process Group:

  • 5.1 Procurement Audit
  • 5.2 Contract Close-Out
  • 5.3 Risk Based Auditing project or Phase Close-Out
  • 5.4 Lessons Learned



With this Three Step process you will have all the tools you need for any Risk Based Auditing project with this in-depth Risk Based Auditing Toolkit.

In using the Toolkit you will be better able to:

  • Diagnose Risk Based Auditing projects, initiatives, organizations, businesses and processes using accepted diagnostic standards and practices
  • Implement evidence-based best practice strategies aligned with overall goals
  • Integrate recent advances in Risk Based Auditing and put Process Design strategies into practice according to best practice guidelines

Defining, designing, creating, and implementing a process to solve a business challenge or meet a business objective is the most valuable role; In EVERY company, organization and department.

Unless you are talking a one-time, single-use project within a business, there should be a process. Whether that process is managed and implemented by humans, AI, or a combination of the two, it needs to be designed by someone with a complex enough perspective to ask the right questions. Someone capable of asking the right questions and step back and say, 'What are we really trying to accomplish here? And is there a different way to look at it?'

This Toolkit empowers people to do just that - whether their title is entrepreneur, manager, consultant, (Vice-)President, CxO etc... - they are the people who rule the future. They are the person who asks the right questions to make Risk Based Auditing investments work better.

This Risk Based Auditing All-Inclusive Toolkit enables You to be that person.


Includes lifetime updates

Every self assessment comes with Lifetime Updates and Lifetime Free Updated Books. Lifetime Updates is an industry-first feature which allows you to receive verified self assessment updates, ensuring you always have the most accurate information at your fingertips.